Initial Statement of Beneficial Ownership (3)
May 11 2020 - 4:36PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Grunberg Joelle |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/29/2020
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3. Issuer Name and Ticker or Trading Symbol
WOLVERINE WORLD WIDE INC /DE/ [WWW]
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(Last)
(First)
(Middle)
C/O 9341 COURTLAND DRIVE NE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President, Sperry / |
(Street)
ROCKFORD, MI 49351
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 9638 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | (2) | Common Stock | 5350 | $0.00 (3) | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 3000 | $0.00 (3) | D | |
Explanation of Responses: |
(1) | The number of shares reported includes 9,638 time-vested restricted shares of Common Stock granted to the Reporting Person on April 17, 2020, under the Company's Stock Incentive Plan of 2016. |
(2) | On February 14, 2020, the Reporting Person was granted 5,350 restricted stock units, vesting as follows, subject to the Reporting Person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively. The restricted stock units have no expiration date. |
(3) | Restricted stock units convert into shares of Common Stock on a one-for-one basis. |
(4) | On February 14, 2020, the Reporting Person was granted 3,000 restricted stock units, vesting 100% on the first anniversary of the grant date, subject to the Reporting Person's continued employment. The restricted stock units have no expiration date. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Grunberg Joelle C/O 9341 COURTLAND DRIVE NE ROCKFORD, MI 49351 |
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| President, Sperry |
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Signatures
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/s/ David Latchana, by Power of Attorney | | 5/11/2020 |
**Signature of Reporting Person | Date |
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