Statement of Changes in Beneficial Ownership (4)
May 05 2021 - 5:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Henderson Cal |
2. Issuer Name and Ticker or Trading Symbol
Slack Technologies, Inc.
[
WORK
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Technology Officer |
|
(Last)
(First)
(Middle)
C/O SLACK TECHNOLOGIES, INC., 500 HOWARD STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/3/2021 |
|
(Street)
SAN FRANCISCO,, CA 94105
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Class A Common Stock | 5/3/2021 | | C | | 5637 | A | $0 (1) | 45374 | D | |
| Class A Common Stock | 5/3/2021 | | S(2) | | 5637 | D | $42.07 | 39737 | D | |
| Class A Common Stock | | | | | | | | 85655 | I | By trust (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (4) | 5/3/2021 | | M | | | 11250 | (5) | 2/26/2026 | Class B Common Stock (1) | 11250.0 | $0 (4) | 78750 | D | |
| Class B Common Stock | (1) | 5/3/2021 | | M | | 11250 | | (1) | (1) | Class A Common Stock | 11250.0 | $0 (1) | 212903 | D | |
| Class B Common Stock | (1) | 5/3/2021 | | C | | | 5637 | (1) | (1) | Class A Common Stock | 5637.0 | $0 (1) | 207266 | D | |
| Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 13218173.0 | | 13218173 | I | By trust (3) |
| Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 68721.0 | | 68721 | I | By trust (6) |
| Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 222200.0 | | 222200 | I | By trust (7) |
| Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 222200.0 | | 222200 | I | By trust (8) |
| Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 68721.0 | | 68721 | I | By trust (9)(10) |
| Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 222200.0 | | 222200 | I | By trust (10)(11) |
| Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 222200.0 | | 222200 | I | By trust (10)(12) |
| Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 30044.0 | | 30044 | I | See footnote (13) |
| Explanation of Responses: |
| (1) | Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| (2) | Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). |
| (3) | Shares held of record by Cal Henderson and Rebecca Reeve Henderson, spouse of the Reporting Person, Trustees of The Henderson Family Trust u/a/d/ 7/21/2016. |
| (4) | Each RSU represents the right to receive one share of Class B Common Stock. |
| (5) | The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on May 1, 2019, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its of Class A Common Stock on June 20, 2019. |
| (6) | Shares held of record by Cal Henderson, Trustee of The Cal Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019. |
| (7) | Shares held of record by First Republic Trust Company of Delaware LLC and Cal Henderson, Trustees of The Theodore Henderson GST Exempt Trust under the Cal Henderson Family 2019 Irrevocable Trust dated May 22, 2019. |
| (8) | Shares held of record by First Republic Trust Company of Delaware LLC and Cal Henderson, Trustees of The William Franklin Henderson GST Exempt Trust under the Cal Henderson Family 2019 Irrevocable Trust dated May 22, 2019. |
| (9) | Shares held of record by Rebecca Reeve Henderson, Trustee of The Rebecca Reeve Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019. |
| (10) | Shares held of record by Rebecca Reeve Henderson, Trustee of The Rebecca Reeve Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019; Trustee of the Theodore Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019; Trustee of the William Franklin Henderson GST Exempt Trust under Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019; and spouse of the Reporting Person, and as such, may be deemed to be beneficially held by the Reporting Person. |
| (11) | Shares held of record by First Republic Trust Company of Delaware LLC and Rebecca Reeve Henderson, Trustees of The Theodore Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019. |
| (12) | Shares held of record by First Republic Trust Company of Delaware LLC and Rebecca Reeve Henderson, Trustees of The William Franklin Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019. |
| (13) | Shares held of record by Rebecca Reeve Henderson, spouse of the Reporting Person, and as such, may be deemed to be beneficially held by the Reporting Person. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Henderson Cal
C/O SLACK TECHNOLOGIES, INC.
500 HOWARD STREET
SAN FRANCISCO,, CA 94105 |
|
| Chief Technology Officer |
|
Signatures
|
| /s/ David Schellhase, as Attorney-in-Fact | | 5/5/2021 |
| **Signature of Reporting Person | Date |
Slack Technologies (NYSE:WORK)
Historical Stock Chart
From Mar 2024 to Apr 2024
Slack Technologies (NYSE:WORK)
Historical Stock Chart
From Apr 2023 to Apr 2024
