Statement of Changes in Beneficial Ownership (4)
March 01 2023 - 06:29PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * WALTON S ROBSON |
2. Issuer Name and Ticker or Trading
Symbol Walmart Inc. [ WMT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
702 S.W. 8TH STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/27/2023
|
(Street)
BENTONVILLE, AR 72716-0215
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
2/27/2023 |
|
S |
|
34636 |
D |
$141.3825 (1) |
265595856 |
I |
By Trust |
Common Stock |
2/27/2023 |
|
S |
|
40603 |
D |
$142.4593 (2) |
265555253 |
I |
By Trust |
Common Stock |
2/27/2023 |
|
S |
|
117892 |
D |
$142.8985 (3) |
265437361 |
I |
By Trust |
Common Stock |
2/28/2023 |
|
S |
|
448765 |
D |
$142.1976 (4) |
264988596 |
I |
By Trust |
Common Stock |
2/28/2023 |
|
S |
|
114952 |
D |
$142.5023 (5) |
264873644 |
I |
By Trust |
Common Stock |
3/1/2023 |
|
S |
|
28136 |
D |
$140.2386 (6) |
264845508 |
I |
By Trust |
Common Stock |
3/1/2023 |
|
S |
|
4734 |
D |
$141.0623 (7) |
264840774 |
I |
By Trust (8) |
Common Stock |
|
|
|
|
|
|
|
3219323.3625 |
D |
|
Common Stock |
|
|
|
|
|
|
|
1000891131 |
I |
By Limited Liability Company (9) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
This sale from the Walton
Family Holdings Trust (the "Trust") was executed in multiple trades
at prices ranging from $140.75 to $141.74, inclusive. The price
reported above reflects the weighted average sale price. The
reporting person undertakes to provide to the issuer, any security
holder of the issuer, or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares and prices at which the transaction was
effected. |
(2) |
This sale from the Trust was
executed in multiple trades at prices ranging from $141.75 to
$142.745, inclusive. The price reported above reflects the weighted
average sale price. The reporting person undertakes to provide to
the issuer, any security holder of the issuer, or the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares and prices at which the transaction
was effected. |
(3) |
This sale from the Trust was
executed in multiple trades at prices ranging from $142.75 to
$143.07, inclusive. The price reported above reflects the weighted
average sale price. The reporting person undertakes to provide to
the issuer, any security holder of the issuer, or the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares and prices at which the transaction
was effected. |
(4) |
This sale from the Trust was
executed in multiple trades at prices ranging from $141.43 to
$142.425, inclusive. The price reported above reflects the weighted
average sale price. The reporting person undertakes to provide to
the issuer, any security holder of the issuer, or the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares and prices at which the transaction
was effected. |
(5) |
This sale from the Trust was
executed in multiple trades at prices ranging from $142.43 to
$142.66, inclusive. The price reported above reflects the weighted
average sale price. The reporting person undertakes to provide to
the issuer, any security holder of the issuer, or the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares and prices at which the transaction
was effected. |
(6) |
This sale from the Trust was
executed in multiple trades at prices ranging from $140.00 to
$140.99, inclusive. The price reported above reflects the weighted
average sale price. The reporting person undertakes to provide to
the issuer, any security holder of the issuer, or the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares and prices at which the transaction
was effected. |
(7) |
This sale from the Trust was
executed in multiple trades at prices ranging from $141.00 to
$141.10, inclusive. The price reported above reflects the weighted
average sale price. The reporting person undertakes to provide to
the issuer, any security holder of the issuer, or the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares and prices at which the transaction
was effected. |
(8) |
The reporting person is a
trustee of the Trust, the entity that owns 264,840,774 shares of
Common Stock. The reporting person disclaims beneficial ownership
of the reported securities held by the Trust except to the extent
of his pecuniary interest therein. |
(9) |
The reporting person is a
member of Walton Enterprises, LLC, the entity that owns
1,000,891,131 shares of Common Stock. The reporting person
disclaims beneficial ownership of the reported securities held by
such LLC except to the extent of his pecuniary interest
therein. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
WALTON S ROBSON
702 S.W. 8TH STREET
BENTONVILLE, AR 72716-0215 |
X |
X |
|
|
Signatures
|
/s/ Jennifer F. Rudolph, by power of
attorney |
|
3/1/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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