Statement of Changes in Beneficial Ownership (4)
November 09 2020 - 2:46PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Schapper Aaron M |
2. Issuer Name and Ticker or Trading Symbol
VALMONT INDUSTRIES INC
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VMI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP Infrastructure |
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(Last)
(First)
(Middle)
VALMONT INDUSTRIES INC, ONE VALMONT PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2020 |
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(Street)
OMAHA, NE 68154
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 11/5/2020 | | M | | 940 | A | $145.25 | 7062 | D | |
| Common Stock | 11/5/2020 | | M | | 1176 | A | $132.84 | 8238 | D | |
| Common Stock | 11/5/2020 | | M | | 2318 | A | $104.47 | 10556 | D | |
| Common Stock | 11/5/2020 | | S | | 4434 (1) | D | $154.24 (2) | 6122 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-Qualified Stock Option (right to buy) | $145.25 | 11/5/2020 | | M | | | 940 | 12/9/2014 | 12/9/2020 | Common Stock | 940 | $0 | 0 | D | |
| Non-Qualified Stock Option (right to buy) | $132.84 | 11/5/2020 | | M | | | 1176 | 12/8/2015 | 12/8/2021 | Common Stock | 1176 | $0 | 0 | D | |
| Non-Qualified Stock Option (right to buy) | $104.47 | 11/5/2020 | | M | | | 2318 | 12/16/2016 | 12/16/2022 | Common Stock | 2318 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | Includes 3,754 shares sold to cover the exercise prices and tax withholding for the option exercises reported on this Form 4. |
| (2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.1476 to $154.2808, inclusive. The reporting person undertakes to provide to Valmont Industries, Inc., any security holder of Valmont Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Schapper Aaron M
VALMONT INDUSTRIES INC
ONE VALMONT PLAZA
OMAHA, NE 68154 |
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| EVP Infrastructure |
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Signatures
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| /s/ R. Andrew Massey for Aaron M. Schapper | | 11/9/2020 |
| **Signature of Reporting Person | Date |
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