Initial Statement of Beneficial Ownership (3)
December 02 2019 - 5:12PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Bailey Danna K |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/22/2019
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3. Issuer Name and Ticker or Trading Symbol
US XPRESS ENTERPRISES INC [USX]
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(Last)
(First)
(Middle)
4080 JENKINS ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Brand Officer / |
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(Street)
CHATTANOOGA, TN 37421
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock | 672 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1) | (1) | Class A Common Stock | 2883 | (2) | D | |
| Restricted Stock Units | (3) | (3) | Class A Common Stock | 7500 | (2) | D | |
| Explanation of Responses: |
| (1) | The Restricted Stock Units ("RSUs") will vest in three approximately equal installments on each of February 15, 2020, 2021, and 2022 and are subject to certain vesting, forfeiture, and termination provisions. |
| (2) | Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. |
| (3) | The RSUs will vest in four approximately equal installments on each of February 21, 2020, 2021, 2022, and 2023 and are subject to certain vesting, forfeiture, and termination provisions. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bailey Danna K
4080 JENKINS ROAD
CHATTANOOGA, TN 37421 |
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| Chief Brand Officer |
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Signatures
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| /s/ Danna K. Bailey, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA filed herewith | | 12/2/2019 |
| **Signature of Reporting Person | Date |
US Xpress Enterprises (NYSE:USX)
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