Initial Statement of Beneficial Ownership (3)
April 22 2022 - 4:35PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McSweeney Erin |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/13/2022
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3. Issuer Name and Ticker or Trading Symbol
UNITEDHEALTH GROUP INC [UNH]
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(Last)
(First)
(Middle)
C/O UNITEDHEALTH GROUP, 9900 BREN ROAD EAST |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP Chief People Officer / |
(Street)
MINNETONKA, MN 55343
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 9501.985 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Options | (1) | 2/26/2029 | Common Stock | 10689 | $262.98 | D | |
Non-Qualified Stock Options | (2) | 2/13/2030 | Common Stock | 15248 | $302.20 | D | |
Non-Qualified Stock Options | (3) | 2/22/2031 | Common Stock | 14282 | $327.64 | D | |
Non-Qualified Stock Options | (4) | 6/7/2031 | Common Stock | 5680 | $400.25 | D | |
Non-Qualified Stock Options | (5) | 2/14/2032 | Common Stock | 8673 | $474.40 | D | |
Explanation of Responses: |
(1) | The stock options became exercisable as to 5,344 shares on February 26, 2022, and will become exercisable as to 5,345 shares on February 26, 2023. |
(2) | The stock options became exercisable as to 1,000 shares on February 13, 2021, 4,749 shares on February 13, 2022, and will become exercisable as to 4,749 shares on February 13, 2023 and 4,750 shares on February 13, 2024. |
(3) | The stock options became exercisable as to 3,570 shares on February 22, 2022, and will become exercisable as to 3,571 shares on February 22, 2023, 3,570 shares on February 22, 2024 and 3,571 shares on February 22, 2025. |
(4) | The stock options vest at a rate of 25% annually on June 7 from the years 2022 through 2025. |
(5) | The stock options vest at a rate of 25% annually on February 14 from the years 2023 through 2026. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McSweeney Erin C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA, MN 55343 |
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| EVP Chief People Officer |
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Signatures
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Faraz A. Choudhry, Attorney-in-Fact for Erin L. McSweeney | | 4/22/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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