Statement of Changes in Beneficial Ownership (4)

Date : 02/07/2020 @ 10:58PM
Source : Edgar (US Regulatory)
Stock : Uber Technologies Inc (UBER)
Quote : 27.28  -0.84 (-2.99%) @ 12:00AM
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Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

AL-RUMAYYAN YASIR
2. Issuer Name and Ticker or Trading Symbol

Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

3884 PRINCE TURKI IBN ABDUL AZIZ AL-AWAL, ROAD
3. Date of Earliest Transaction (MM/DD/YYYY)

2/5/2020
(Street)

RIYADH, T0 11452
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1)2/5/2020  A (1)  8520     (1) (1)Common Stock 8520 $0.00 8520 D  

Explanation of Responses:
(1) Restricted stock units of Uber Technologies, Inc. (the "Issuer") representing the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserves the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units. The restricted stock units are scheduled to vest on December 31, 2020, subject to earlier vesting in certain circumstances.

Remarks:
His Excellency Yasir Al-Rumayyan is the Governor of The Public Investment Fund ("PIF"), the sovereign wealth fund of the Kingdom of Saudi Arabia, which is a holder of securities of Uber Technologies, Inc. (the "Issuer"). The Board of Directors (the "Board") of PIF exercises investment control over the securities of the Issuer held by PIF by majority vote of the members of the Board.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
AL-RUMAYYAN YASIR
3884 PRINCE TURKI IBN ABDUL AZIZ AL-AWAL
ROAD
RIYADH, T0 11452
X



Signatures
/s/ H.E. Yasir Al-Rumayyan2/7/2020
**Signature of Reporting PersonDate

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