Annual Statement of Changes in Beneficial Ownership (5)
December 14 2021 - 4:23PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Urstadt Elinor F | 2. Issuer Name and Ticker or Trading SymbolURSTADT BIDDLE PROPERTIES INC [UBP] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1 EASTBOURNE AVENUE, APT #2C | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 10/31/2021 |
(Street)
BRONXVILLE, NY 10708
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form Filed by One Reporting Person
_X_ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 10/27/2021 | | W | 765570 (1) | D | $0.00 | 125000 | I | See Footnote (2) |
Common Stock | 10/27/2021 | | W | 765570 (1) | A | $0.00 | 765570 | I | See Footnote (3) |
Common Stock | 10/29/2021 | | W | 485000 (4) | D | $0.00 | 280570 | I | See Footnote (3) |
Common Stock | 10/29/2021 | | W | 485000 (4) | A | $0.00 | 485000 | I | See Footnote (5) |
Common Stock | | | | | | | 220000 | I | See Footnote (6) |
Common Stock | | | | | | | 888426 | I | See Footnote (7) |
Common Stock | | | | | | | 1942431 | I | See Footnote (8) |
Common Stock | | | | | | | 455721 | I | See Footnote (9) |
Common Stock | | | | | | | 41050 | D (10) | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents distribution of shares of Common Stock from the Estate of Charles J. Urstadt, of which Elinor F. Urstadt (the "Reporting Person") is the executor, to a Marital Deduction Trust. |
(2) | Shares held by the Estate of Charles J. Urstadt, of which the Reporting Person is the executor. |
(3) | Shares held by the Marital Deduction Trust, of which the Reporting Person and Catherine U. Biddle are trustees and the Reporting Person is the beneficiary. |
(4) | Represents distribution of shares form the Marital Deduction Trust to the Elinor F. Urstadt 2016 Gift Trust. |
(5) | Shares held by the Elinor F. Urstadt 2016 Gift Trust, of which JP Morgan and Catherine U Biddle are trustees. |
(6) | Shares held by the Charles J. Urstadt 2012 Family Trust of which the Reporting Person is a trustee. |
(7) | Shares held by Urstadt Property Company, Inc. ("UPCO") a Delaware corporation, and reported in the Reporting Person's capacity as executor of the Estate of Charles J. Urstadt. |
(8) | Shares held by Urstadt Realty Associates Co. LP, a Delaware limited partnership of which UPCO is the general partner, and the Estate of Charles J. Urstadt, the Reporting Person, Catherine U. Biddle Irrevocable Trust and the Charles D. Urstadt Irrevocable Trust are limited partners. Reported in the Reporting Person's capacity as executor of the Estate of Charles J. Urstadt. |
(9) | Shares held by Urstadt Realty Shares II LP, of which UPCO is the general partner and the Estate of Charles J. Urstadt is the limited partner. Reported in the Reporting Person's capacity as executor of the Estate of Charles J. Urstadt. |
(10) | Shares held by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Urstadt Elinor F 1 EASTBOURNE AVENUE APT #2C BRONXVILLE, NY 10708 |
| X |
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Estate of Urstadt, Charles J. 1 EASTBOURNE AVENUE APT #2C BRONXVILLE, NY 10708 |
| X |
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Signatures
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/s/ Elinor F. Urstadt, as executor of the Estate of Charles J. Urstadt | | 12/13/2021 |
**Signature of Reporting Person | Date |
/s/ Elinor F. Urstadt | | 12/13/2021 |
**Signature of Reporting Person | Date |
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