Amended Statement of Changes in Beneficial Ownership (4/a)
June 09 2021 - 6:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ROTTENBERG ERIKA |
2. Issuer Name and Ticker or Trading Symbol
TWILIO INC
[
TWLO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O TWILIO INC., 101 SPEAR STREET, FIRST FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/3/2021 |
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(Street)
SAN FRANCISCO, CA 94105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/7/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class A Common Stock | 6/3/2021 | | G(1) | | 1595 | D | $0 | 0 | D | |
| Class A Common Stock | 6/3/2021 | | G(2) | | 1595 | A | $0 | 8932 | I | By Trust (3) |
| Class A Common Stock | 6/3/2021 | | S(4) | | 1500 | D | $328.42 | 7432 | I | By Trust (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Class B Common Stock (5) | (5) | | | | | | | (5) | (5) | Class A Common Stock | 15300.0 (6) | | 15300 | I | By Trust (3) |
| Explanation of Responses: |
| (1) | Represents shares that were contributed by the Reporting Person to the Reporting Person's trust. |
| (2) | Represents the shares received by the Reporting Person's trust. |
| (3) | Shares are held by The Erika Rottenberg Revocable Trust. |
| (4) | The sales reported were executed under the Reporting Person's 10b5-1 trading plan, dated as of 3/10/2020. |
| (5) | Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. |
| (6) | On June 3, 2021, the stock broker inadvertently reported that the reporting person converted Class B common stock to Class A common stock to be sold under the reporting person's 10b5-1 plan. This conversion did not occur and previously acquired shares of Class A common stock was sold. As of June 3, 2021, the reporting person owned 15,300 shares of Class B common stock. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
ROTTENBERG ERIKA
C/O TWILIO INC.
101 SPEAR STREET, FIRST FLOOR
SAN FRANCISCO, CA 94105 | X |
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Signatures
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| /s/ Karyn Smith as attorney in fact for Reporting Person | | 6/9/2021 |
| **Signature of Reporting Person | Date |
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