Initial Statement of Beneficial Ownership (3)
May 28 2021 - 4:35PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Rowland David Donnay |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/20/2021
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3. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [TRV]
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(Last)
(First)
(Middle)
THE TRAVELERS COMPANIES, INC., 385 WASHINGTON STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP & Co-Chief Invest. Officer / |
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(Street)
ST. PAUL, MN 55102
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 5980.239 (1) | D | |
| Common Stock | 11258 | I | In Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options (Right to Buy) | 2/3/2018 | 2/3/2025 | Common Stock | 8553 | $106.04 | D | |
| Stock Options (Right to Buy) | 2/2/2019 | 2/2/2026 | Common Stock | 10181 | $106.03 | D | |
| Stock Options (Right to Buy) | 2/9/2020 | 2/9/2027 | Common Stock | 8916 | $118.78 | D | |
| Stock Options (Right to Buy) | 2/6/2021 | 2/6/2028 | Common Stock | 7153 | $140.85 | D | |
| Stock Options (Right to Buy) | 2/5/2022 | 2/5/2029 | Common Stock | 9731 | $126.18 | D | |
| Stock Options (Right to Buy) | 2/4/2023 | 2/4/2030 | Common Stock | 27755 | $132.58 | D | |
| Stock Options (Right to Buy) | 2/2/2024 | 2/2/2031 | Common Stock | 21450 | $139.83 | D | |
| Explanation of Responses: |
| (1) | Includes 70 restricted stock units awarded on October 15, 2019 pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan. Such restricted stock units will be settled in shares of common stock three years following the date of the award. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Rowland David Donnay
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET
ST. PAUL, MN 55102 |
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| EVP & Co-Chief Invest. Officer |
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Signatures
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| /s/Wendy C. Skjerven, by power of attorney | | 5/28/2021 |
| **Signature of Reporting Person | Date |
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