Statement of Changes in Beneficial Ownership (4)

Date : 12/04/2019 @ 10:55PM
Source : Edgar (US Regulatory)
Stock : Tennant Co (TNC)
Quote : 84.58  -1.7 (-1.97%) @ 9:14PM
Tennant share price Chart

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KILLINGSTAD CHRIS
2. Issuer Name and Ticker or Trading Symbol

TENNANT CO [ TNC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President and CEO
(Last)          (First)          (Middle)

701 NORTH LILAC DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/2/2019
(Street)

MINNEAPOLIS, MN 55422
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/2/2019  M(1)  12843 A$24.21 168008 D  
Common Stock 12/2/2019  S(1)  12833 D$74.3756 (2)155175 D  
Common Stock 12/2/2019  S(1)  10 D$74.56 155165 D  
Common Stock         3735.93 I By ESOP & Profit Sharing 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy) $24.21 12/2/2019  M (1)    12843   (3)2/26/2020 Common Stock 12843 $0 25682 D  

Explanation of Responses:
(1) The stock option exercise and sale transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan, which was adopted by the reporting person on May 7, 2019.
(2) Reflects the weighted average price of 12,833 shares of common stock of Tennant Company sold by the reporting person in multiple transactions on December 2, 2019 with sale prices ranging from $73.56 to $74.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(3) Fully vested.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
KILLINGSTAD CHRIS
701 NORTH LILAC DRIVE
MINNEAPOLIS, MN 55422
X
President and CEO

Signatures
/s/ Kristin A. Stokes on behalf of Chris Killingstad12/4/2019
**Signature of Reporting PersonDate

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