Statement of Changes in Beneficial Ownership (4)
May 11 2020 - 1:37PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TIMKEN WARD J JR |
2. Issuer Name and Ticker or Trading Symbol
TIMKEN CO
[
TKR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
200 MARKET AVE N, SUITE 210 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/8/2020 |
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(Street)
CANTON, OH 44702
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock (5) | 5/10/2020 | | A | | 2425 | A | $0 | 299797 | D | |
| Common Stock | | | | | | | | 200000 | I | By Self as Manager of LLC (1) |
| Common Stock | | | | | | | | 2810 | I | By Spouse (2) |
| Common Stock | | | | | | | | 13305 | I | By Child |
| Common Stock | | | | | | | | 12605 | I | By Child |
| Common Stock | | | | | | | | 6000 | I | By self as Co-Trustee (2)(4) |
| Common Stock | | | | | | | | 53000 | I | By self as Co-Trustee and beneficiary (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Share Unit (6) | $0 | 5/8/2020 | | A | | 3160 | | (6) | 5/8/2021 | Common Stock | 3160 | $0 | 3160 | D | |
| Explanation of Responses: |
| (1) | By self as sole manager of the WJ Timken Jr Family, LLC. Members of the LLC include the reporting person, immediate family members and trusts for the benefit of immediate family members. |
| (2) | DISCLAIMER: Undersigned disclaims all beneficial ownership |
| (3) | By self as Co-Trustee and beneficiary of the Ward J. Timken Trust FBO Ward J. Timken, Jr. |
| (4) | By self as Co-Trustee of the Ward J. Timken Trust FBO Grandchildren |
| (5) | Represents vesting of 100% of the time-based restricted share unites granted on May 10, 2019 |
| (6) | Grant of restricted share units that vest 100% one year form date of grant. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
TIMKEN WARD J JR
200 MARKET AVE N
SUITE 210
CANTON, OH 44702 | X |
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Signatures
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| Ward J. Timken, Jr. | | 5/10/2020 |
| **Signature of Reporting Person | Date |
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