Statement of Changes in Beneficial Ownership (4)
December 28 2020 - 5:54PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Vitale Daniella |
2. Issuer Name and Ticker or Trading Symbol
TIFFANY & CO
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TIF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Executive Vice President |
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(Last)
(First)
(Middle)
TIFFANY & CO., 200 FIFTH AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/22/2020 |
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(Street)
NEW YORK, NY 10010
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock $.01 Par | 12/22/2020 | | M | | 8392 | A | (1) | 8392 | D | |
| Common Stock $.01 Par | 12/22/2020 | | M | | 156 | A | (2) | 8548 | D | |
| Common Stock $.01 Par | 12/22/2020 | | F | | 3429 (3) | D | $131.175 | 5119 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1) | 12/22/2020 | | M | | | 8392 | (1) | (1) | Common Stock $.01 Par | 8392.0 | $0 | 0 | D | |
| Dividend Equivalent Units | (2) | 12/22/2020 | | M | | | 156 | (2) | (2) | Common Stock $.01 Par | 156.0 | $0 | 231 | D | |
| Explanation of Responses: |
| (1) | Represents the accelerated vesting on December 22, 2020, of 8,392 restricted stock units initially scheduled to vest in four equal annual installments on January 16, 2021, 2022, 2023 and 2024. |
| (2) | Settlement of dividend equivalent units in connection with vesting of restricted stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the restricted stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis. |
| (3) | Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Vitale Daniella
TIFFANY & CO.
200 FIFTH AVENUE
NEW YORK, NY 10010 |
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| Executive Vice President |
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Signatures
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| /s/ Catherine W.H. So, Attorney-in-Fact | | 12/28/2020 |
| **Signature of Reporting Person | Date |
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