Statement of Changes in Beneficial Ownership (4)
November 24 2020 - 2:51PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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CALASTRI MARIO |
2. Issuer Name and Ticker or Trading Symbol
TE Connectivity Ltd.
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TEL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP & Treasurer |
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(Last)
(First)
(Middle)
1050 WESTLAKES DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/24/2020 |
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(Street)
BERWYN, PA 19312
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Shares | 11/24/2020 | | M | | 16650.0000 | A | $66.7400 | 16650.0000 | D | |
| Common Shares | 11/24/2020 | | M | | 15850.0000 | A | $65.9500 | 32500.0000 | D | |
| Common Shares | 11/24/2020 | | M | | 8737.0000 | A | $93.3600 | 41237.0000 | D | |
| Common Shares | 11/24/2020 | | M | | 7150.0000 | A | $76.6600 | 48387.0000 | D | |
| Common Shares | 11/24/2020 | | S | | 48387.0000 | D | $115.5228 (1) | 0.0000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | $65.9500 | 11/24/2020 | | M | | | 15850.0000 | (2) | 11/9/2025 | Common Shares | 15850.0000 | $0.0000 | 0.0000 | D | |
| Stock Option (Right to Buy) | $76.6600 | 11/24/2020 | | M | | | 7150.0000 | (3) | 11/12/2028 | Common Shares | 7150.0000 | $0.0000 | 7150.0000 | D | |
| Stock Option (Right to Buy) | $93.3600 | 11/24/2020 | | M | | | 8737.0000 | (4) | 11/13/2027 | Common Shares | 8737.0000 | $0.0000 | 2913.0000 | D | |
| Stock Option (Right to Buy) | $66.7400 | 11/24/2020 | | M | | | 16650.0000 | (5) | 11/14/2026 | Common Shares | 16650.0000 | $0.0000 | 0.0000 | D | |
| Explanation of Responses: |
| (1) | The reported price is the weighted average price for the transactions on November 24, 2020. The range of prices for the transaction is from $115.36 to $115.97 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| (2) | Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 9, 2015. |
| (3) | Options exercisable in four equal installments on the first, second, third and fourth anniversary of November 15, 2018. |
| (4) | Options exercisable in four equal installments on the first, second, third and fourth anniversary of November 15, 2017. |
| (5) | Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2016. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
CALASTRI MARIO
1050 WESTLAKES DRIVE
BERWYN, PA 19312 |
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| SVP & Treasurer |
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Signatures
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| Harold G. Barksdale, attorney-in-fact | | 11/24/2020 |
| **Signature of Reporting Person | Date |
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