Initial Statement of Beneficial Ownership (3)
August 03 2020 - 4:41PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Madsen Julia |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/28/2020
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3. Issuer Name and Ticker or Trading Symbol
STERIS plc [STE]
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(Last)
(First)
(Middle)
C/O 70 SIR ROGER'S QUAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior VP, Life Sciences / |
(Street)
DUBLIN, L2 2
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 3245 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | (2) | 5/31/2023 | Ordinary Shares | 1100 | $45.34 | D | |
Employee Stock Option (right to buy) | (2) | 5/30/2024 | Ordinary Shares | 800 | $53.52 | D | |
Employee Stock Option (right to buy) | (2) | 5/28/2025 | Ordinary Shares | 700 | $66.15 | D | |
Employee Stock Option (right to buy) | (2) | 6/1/2026 | Ordinary Shares | 2700 | $69.72 | D | |
Employee Stock Option (right to buy) | (3) | 5/30/2027 | Ordinary Shares | 3252 | $77.07 | D | |
Employee Stock Option (right to buy) | (4) | 5/31/2028 | Ordinary Shares | 2872 | $114.22 | D | |
Employee Stock Option (right to buy) | (5) | 5/31/2029 | Ordinary Shares | 2136 | $147.05 | D | |
Employee Stock Option (right to buy) | (6) | 6/1/2030 | Ordinary Shares | 2984 | $182.22 | D | |
Explanation of Responses: |
(1) | 1,318 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 308 on June 1, 2021; 121 on June 1, 2021; 92 on June 1, 2021; 123 on June 1, 2021; 121 on May 31, 2022; 92 on May 31, 2022; 123 on June 1, 2022; 92 on May 31, 2023; 123 on June 1, 2023; 123 on June 3, 2024. |
(2) | This option is fully vested. |
(3) | This option becomes exercisable as follows: 813 May 30, 2018; 813 on May 30, 2019; 813 on May 30, 2020; and 813 on June 1, 2021. |
(4) | This option becomes exercisable as follows: 718 on May 31, 2019; 718 on May 31, 2020; 718 on June 1, 2021; and 718 on May 31, 2022. |
(5) | This option becomes exercisable as follows: 534 on May 31, 2020; 534 on June 1, 2021; 534 on May 31, 2022; and 534 on May 31, 2023. |
(6) | This option becomes exercisable as follows: 746 on June 1, 2021; 746 on June 1, 2022; 746 on June 1, 2023; and 746 on June 3, 2024. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Madsen Julia C/O 70 SIR ROGER'S QUAY DUBLIN, L2 2 |
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| Senior VP, Life Sciences |
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Signatures
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/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney | | 8/3/2020 |
**Signature of Reporting Person | Date |
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