Statement of Changes in Beneficial Ownership (4)
June 03 2020 - 4:33PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Tamaro Renato |
2. Issuer Name and Ticker or Trading Symbol
STERIS plc
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STE
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
V.P. & Corporate Treasurer |
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(Last)
(First)
(Middle)
C/O 70 SIR JOHN ROGERSON'S QUAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/1/2020 |
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(Street)
DUBLIN, L2 2
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Ordinary Shares | 6/1/2020 | | A | | 584 (1) | A | $0.00 | 5061 | D | |
| Ordinary Shares | 6/1/2020 | | D | | 132 (2) | D | $165.65 | 4929 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (right to buy) | $182.22 | 6/1/2020 | | A | | 3536 | | (4) | 6/1/2030 | Ordinary Shares | 3536 | $0.00 | 3536 | D | |
| Explanation of Responses: |
| (1) | All 584 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse on June 3, 2024. |
| (2) | 132 shares were withheld from the 400 restricted shares that vested on June 1, 2020. These 132 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 400 ordinary shares were awarded to Mr. Tamaro on June 1, 2016. |
| (3) | 2,036 of these ordinary share are restricted. The restrictions on these ordinary shares lapse as follows: 412 on June 1, 2021; 484 on May 31, 2022; 556 on May 31, 2023 and 584 on June 3, 2024. |
| (4) | This option becomes exercisable as follows: 884 on June 1, 2021; 884 on June 1, 2022; 884 on June 1, 2023 and 884 on June 3, 2024. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Tamaro Renato
C/O 70 SIR JOHN ROGERSON'S QUAY
DUBLIN, L2 2 |
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| V.P. & Corporate Treasurer |
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Signatures
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| /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney | | 6/3/2020 |
| **Signature of Reporting Person | Date |
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