Current Report Filing (8-k)
March 30 2020 - 8:04AM
Edgar (US Regulatory)
0001043337
false
0001043337
2020-03-29
2020-03-30
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): March
30, 2020
STONERIDGE, INC.
(Exact Name of Registrant as Specified in
its Charter)
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Ohio
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001-13337
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34-1598949
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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39675 MacKenzie Drive, Suite 400,
Novi, Michigan 48377
(Address of principal executive offices,
and Zip Code)
(248) 489-9300
Registrant’s Telephone Number, Including
Area Code
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Shares, without par value
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SRI
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 7.01.
Regulation FD Disclosure.
On March
30, 2020, Stoneridge, Inc. issued a press release providing a business update related to the COVID-19 pandemic and withdrawing
full-year 2020 guidance.
A
copy of the press release is attached as Exhibit 99.1. The information in this report and the exhibit attached hereto shall
not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing under the
Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing. In addition, Exhibit
99.1 contains statements intended as “forward-looking statements” that are subject to the cautionary statements
about forward-looking statements set forth in such exhibit.
ITEM
9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Stoneridge, Inc.
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Date: March 30, 2020
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/s/ Robert R. Krakowiak
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Robert
R. Krakowiak, Executive Vice President,
Chief
Financial Officer and Treasurer
(Principal
Financial Officer)
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