Statement of Ownership (sc 13g)
November 27 2020 - 01:14PM
Edgar (US Regulatory)
|
UNITED STATES |
|
|
SECURITIES AND EXCHANGE
COMMISSION |
|
|
Washington, D.C. 20549 |
|
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. __)
Summit Midstream Partners, LP
(Name of Issuer)
Common Units
(Title of Class of Securities)
866142409
(CUSIP Number)
November 17, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
o |
Rule 13d-1(b) |
x |
Rule 13d-1(c) |
o |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover
page shall not be deemed to be “filed” for the purpose of
Section 18 of the Securities Exchange Act of 1934 (“Act”) or
otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXVII CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
12,189 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
12,189 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
12,189 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2%* |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXVII CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
12,189 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
12,189 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
12,189 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXVIIIR CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
13,531 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
13,531 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
13,531 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXVIIIR CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
13,531 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
13,531 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
13,531 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXIX CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
10,615 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
10,615 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
10,615 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXIX CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
10,615 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
10,615 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
10,615 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXIR CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
22,374 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
22,374 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
22,374 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.4% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXIR CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
22,374 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
22,374 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
22,374 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.4% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXIIR CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,874 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,874 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,874 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXIIR CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,874 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,874 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,874 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXIV CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
18,999 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
18,999 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
18,999 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXIV CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
18,999 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
18,999 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
18,999 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXVR CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
10,974 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
10,974 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
10,974 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXVR CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
10,974 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
10,974 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
10,974 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXVII CLO Issuer Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
17,083 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
17,083 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,083 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXVII CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
17,083 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
17,083 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,083 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXVIII CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
10,408 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
10,408 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
10,408 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXVIII CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
10,408 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
10,408 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
10,408 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXIX CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,874 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,874 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,874 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XXXIX CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,874 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,874 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,874 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XL CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
17,533 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
17,533 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,533 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XL CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
17,533 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
17,533 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,533 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLI CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
15,166 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
15,166 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
15,166 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLI CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
15,166 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
15,166 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
15,166 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLII CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,403 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,403 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,403 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLII CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,403 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,403 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,403 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLIII CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
17,607 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
17,607 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,607 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLIII CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
17,607 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
17,607 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,607 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLIV CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
43,316 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
43,316 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
43,316 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.7% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLIV CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
43,316 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
43,316 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
43,316 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.7% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLV CLO Issuer Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,265 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,265 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,265 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLV CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,265 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,265 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,265 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLVI CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
14,657 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
14,657 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,657 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLVI CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
14,657 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
14,657 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,657 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLVII CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
17,100 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
17,100 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,100 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLVII CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
17,100 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
17,100 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,100 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.3% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLVIII CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
12,843 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
12,843 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
12,843 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLVIII CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
12,843 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
12,843 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
12,843 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLIX CLO Tax Subsidiary Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,332 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,332 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,332 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares XLIX CLO Ltd. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Cayman Islands |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
11,332 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
11,332 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,332 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
0.2% |
|
|
12 |
Type of Reporting Person
FI |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares Management LLC |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
312,143 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
312,143 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
312,143 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
5.1% |
|
|
12 |
Type of Reporting Person
OO (Limited Liability Company) |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares Management Holdings L.P. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
312,143 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
312,143 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
312,143 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
5.1% |
|
|
12 |
Type of Reporting Person
PN |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares Holdco LLC |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
312,143 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
312,143 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
312,143 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
5.1% |
|
|
12 |
Type of Reporting Person
OO (Limited Liability Company) |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares Holdings Inc. |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
312,143 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
312,143 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
312,143 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
5.1% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares Management Corporation |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
312,143 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
312,143 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
312,143 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
5.1% |
|
|
12 |
Type of Reporting Person
CO |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares Voting LLC |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
312,143 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
312,143 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
312,143 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
5.1% |
|
|
12 |
Type of Reporting Person
OO (Limited Liability Company) |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares Management GP LLC |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
312,143 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
312,143 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
312,143 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
5.1% |
|
|
12 |
Type of Reporting Person
OO (Limited Liability Company) |
|
|
|
|
|
|
|
|
CUSIP
No. 866142409 |
Schedule 13G |
|
|
|
1 |
Names of Reporting
Persons
Ares Partners Holdco LLC |
|
|
2 |
Check the Appropriate Box if a
Member of a Group |
|
|
(a) |
o |
|
|
(b) |
o |
|
|
3 |
SEC Use Only |
|
|
4 |
Citizen or Place of Organization
Delaware |
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5 |
Sole Voting Power
0 |
|
6 |
Shared Voting Power
312,143 |
|
7 |
Sole Dispositive Power
0 |
|
8 |
Shared Dispositive Power
312,143 |
|
|
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
312,143 |
|
|
10 |
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares o
Not Applicable |
|
|
11 |
Percent of Class Represented by Amount in Row 9
5.1% |
|
|
12 |
Type of Reporting Person
OO (Limited Liability Company) |
|
|
|
|
|
|
|
|
Item
1. |
|
(a) |
Name
of Issuer:
Summit Midstream Partners, LP (the “Issuer”) |
|
(b) |
Address of Issuer’s Principal Executive Offices:
910 Louisiana Street, Suite 4200
Houston, TX 77002
|
|
Item
2. |
|
(a) |
Name
of Person Filing:
Each of the following is hereinafter individually referred to as a
“Reporting Person” and collectively as the “Reporting
Persons”. This statement is filed on behalf of the Ares Direct
Holders (as defined below), the Ares Lenders of Record (as defined
below), Ares Management LLC, Ares Management Holdings L.P.
(“Ares Management Holdings”), Ares Holdco LLC (“Ares
Holdco”), Ares Holdings Inc. (“Ares Holdings”), Ares
Management Corporation (“Ares Management”), Ares Voting LLC
(“Ares Voting”), Ares Management GP LLC (“Ares Management
GP”) and Ares Partners Holdco LLC (“Ares
Partners”). |
|
(b) |
Address
or Principal Business Office:
The business address of each Reporting Person is 2000 Avenue of the
Stars, 12th Floor, Los Angeles, California 90067. |
|
(c) |
Citizenship of each Reporting Person is:
Each of the Ares Direct Holders, Ares Management LLC, Ares
Management Holdings, Ares Holdco, Ares Holdings, Ares Management,
Ares Voting, Ares Management GP and Ares Partners is organized in
the State of Delaware.
Each of the Ares Lenders of Record is organized in the Cayman
Islands.
|
|
(d) |
Title
of Class of Securities:
Common Units |
|
(e) |
CUSIP
Number:
866142409 |
Item
3.
Not
applicable.
Ownership (a-b)
Pursuant to the Transaction Support Agreement (the “TSA”),
dated as of September 29, 2020, by and among the Issuer,
Summit Midstream Partners Holdings, LLC (“SMP Holdings”),
Summit Midstream Partners, LLC (“Summit Investments”) (each
subsidiaries of the Issuer), and the Directing Lenders (as defined
therein), the parties to the TSA agreed to discharge and
restructure certain indebtedness under the Term Loan Agreement (the
“Term Loan”), dated as of March 21, 2017, by and among
SMP Holdings, as borrower, and the lenders party thereto, including
certain of the Reporting Persons (the “Term Loan
Lenders”).
As contemplated by the TSA and pursuant to the terms of the Strict
Foreclosure Agreement (the “Strict Foreclosure Agreement”),
dated as of November 17, 2020 (the “Closing Date”), by
and among SMP Holdings, Summit Investments and the Term Loan Agent
(as defined therein), the Directing Lenders directed the Term Loan
Agent to execute a strict foreclosure on behalf of the Directing
Lenders on 2,306,972 Common Units pledged as collateral under the
Term Loan (the “Specified Collateral”) due to SMP Holdings’
failure to pay certain required amortization payments. Pursuant to
the Strict Foreclosure Agreement, SMP Holdings and Summit
Investments entered into a General Assignment and Bill of Sale on
the Closing Date, pursuant to which SMP Holdings and Summit
Investments assigned, transferred and conveyed the Specified
Collateral to all Term Loan Lenders on a pro rata basis (the
“Assignment”). As a result of the Assignment, the Ares
Direct Holders (as defined below) acquired beneficial ownership of
the Common Units described in this Schedule 13G.
The ownership information presented below sets forth the number and
percentage of the Issuer’s Common Units that each Reporting Person
beneficially owns or may be deemed to beneficially own as of the
filing date of this Schedule 13G, based on (i) 3,774,992
Common Units issued and outstanding as of November 9, 2020 (as
disclosed by the Issuer in its Current Report on Form 8-K
filed with the Securities and Exchange Commission on
November 10, 2020) plus (ii) 2,306,972 Common Units
transferred to the Term Loan Lenders in connection with the
Assignment. The Reporting Persons collectively beneficially own or
may be deemed to beneficially own an aggregate of 312,143 Common
Units. Such Common Units are held of record by the Reporting
Persons listed under the heading “Ares Direct Holder” in the table
below (each, an “Ares Direct Holder,” and collectively, the
“Ares Direct Holders”) in the amounts set forth opposite
each such Ares Direct Holder’s respective name. Each of the
Reporting Persons listed under the heading “Ares Lender of Record”
in the table below (each, an “Ares Lender of Record,” and
collectively, “Ares Lenders of Record”) directly controls
the Ares Direct Holder set forth opposite its respective name.
Ares Direct Holder |
Number of Common
Units Held of Record |
Percent of
Class |
Ares Lender of Record |
Ares XXVII CLO Tax Subsidiary Inc. |
12,189 |
0.2% |
Ares XXVII CLO Ltd. |
Ares XXVIIIR CLO Tax Subsidiary Inc. |
13,531 |
0.2% |
Ares XXVIIIR CLO Ltd. |
Ares XXIX CLO Tax Subsidiary Inc. |
10,615 |
0.2% |
Ares XXIX CLO Ltd. |
Ares XXXIR CLO Tax Subsidiary Inc. |
22,374 |
0.4% |
Ares XXXIR CLO Ltd. |
Ares XXXIIR CLO Tax Subsidiary Inc. |
11,874 |
0.2% |
Ares XXXIIR CLO Ltd. |
Ares XXXIV CLO Tax Subsidiary Inc. |
18,999 |
0.3% |
Ares XXXIV CLO Ltd. |
Ares XXXVR CLO Tax Subsidiary Inc. |
10,974 |
0.2% |
Ares XXXVR CLO Ltd. |
Ares XXXVII CLO Issuer Subsidiary Inc. |
17,083 |
0.3% |
Ares XXXVII CLO Ltd. |
Ares XXXVIII CLO Tax Subsidiary Inc. |
10,408 |
0.2% |
Ares XXXVIII CLO Ltd. |
Ares XXXIX CLO Tax Subsidiary Inc. |
11,874 |
0.2% |
Ares XXXIX CLO Ltd. |
Ares XL CLO Tax Subsidiary Inc. |
17,533 |
0.3% |
Ares XL CLO Ltd. |
Ares XLI CLO Tax Subsidiary Inc. |
15,166 |
0.3% |
Ares XLI CLO Ltd. |
Ares XLII CLO Tax Subsidiary Inc. |
11,403 |
0.2% |
Ares XLII CLO Ltd. |
Ares XLIII CLO Tax Subsidiary Inc. |
17,607 |
0.3% |
Ares XLIII CLO Ltd. |
Ares XLIV CLO Tax Subsidiary Inc. |
43,316 |
0.7% |
Ares XLIV CLO Ltd. |
Ares XLV CLO Issuer Subsidiary Inc. |
11,265 |
0.2% |
Ares XLV CLO Ltd. |
Ares XLVI CLO Tax Subsidiary Inc. |
14,657 |
0.2% |
Ares XLVI CLO Ltd. |
Ares XLVII CLO Tax Subsidiary Inc. |
17,100 |
0.3% |
Ares XLVII CLO Ltd. |
Ares XLVIII CLO Tax Subsidiary Inc. |
12,843 |
0.2% |
Ares XLVIII CLO Ltd. |
Ares XLIX CLO Tax Subsidiary Inc. |
11,332 |
0.2% |
Ares XLIX CLO Ltd. |
Ares Management LLC controls, directly or indirectly, each Ares
Lender of Record. The sole member of Ares Management LLC is Ares
Management Holdings, and the general partner of Ares Management
Holdings is Ares Holdco. The sole member of Ares Holdco is Ares
Holdings. The sole stockholder of Ares Holdings is Ares Management.
Ares Management GP is the sole holder of the Class B Common
Stock, $0.01 par value per share, of Ares Management (the
“Class B Common Stock”) and Ares Voting is the sole
holder of the Class C common stock, $0.01 par value per share,
of Ares Management (the “Class C Common Stock”).
Pursuant to Ares Management’s Certificate of Incorporation in
effect as of the date of this Schedule 13G, the holders of the
Class B Common Stock and the Class C Common Stock,
collectively, will generally have the majority of the votes on any
matter submitted to the stockholders of Ares Management if certain
conditions are met. The sole member of both Ares Management GP and
Ares Voting is Ares Partners. Ares Partners is managed by a board
of managers, which is composed of Michael J Arougheti, Ryan Berry,
R. Kipp deVeer, David B. Kaplan, Michael R. McFerran, Antony P.
Ressler and Bennett Rosenthal (collectively, the “Board
Members”). Mr. Ressler generally has veto authority over
decisions by the Board Members.
Each of the Reporting Persons (other than the Ares Direct Holders,
in each case, solely with respect to the Common Units held of
record by each such Ares Direct Holder as set forth above), the
Board Members and the other directors, officers, partners,
stockholders, members and managers of the Reporting Persons,
expressly disclaims beneficial ownership of the Common Units for
purposes of Section 13(d) of the Act and the
rules under Section 13(d) of the Act.
(c) The information contained on the cover pages to this
Schedule 13G is incorporated herein by reference.
Item 5. |
Ownership
of Five Percent or Less of a Class |
Not applicable.
Item 6. |
Ownership of More than Five
Percent on Behalf of Another Person |
Not applicable.
Item
7. |
Identification and
Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company |
Not applicable.
Item 8. |
Identification and
Classification of Members of the Group |
Not applicable.
Item 9. |
Notice of Dissolution of
Group |
Not applicable.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under
§ 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
Date: November 27, 2020
|
Ares XXVII CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXVII CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXVIIIR CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXVIIIR CLO Ltd. |
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
Ares XXIX CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXIX CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXIR CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXIR CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXIIR CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXIIR CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
Ares XXXIV CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXIV CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXVR CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXVR CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXVII CLO Issuer Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXVII CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
Ares XXXVIII CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
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|
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Ares XXXVIII CLO Ltd. |
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|
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Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
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|
|
Ares XXXIX CLO Tax Subsidiary Inc. |
|
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|
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Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XXXIX CLO Ltd. |
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|
|
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Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XL CLO Tax Subsidiary Inc. |
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|
|
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Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XL CLO Ltd. |
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|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
Ares XLI CLO Tax Subsidiary Inc. |
|
|
|
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Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLI CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLII CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLII CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLIII CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLIII CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
Ares XLIV CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLIV CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLV CLO Issuer Subsidiary
Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLV CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLVI CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLVI CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
Ares XLVII CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLVII CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLVIII CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLVIII CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLIX CLO Tax Subsidiary Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares XLIX CLO Ltd. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
Ares Management LLC |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares Management Holdings L.P. |
|
|
|
|
By: |
Ares Holdco LLC |
|
Its: |
General Partner |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares Holdco LLC |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares Holdings Inc. |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares Management Corporation |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares Management GP LLC |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
|
Ares Voting LLC |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
|
|
|
Ares Partners Holdco LLC |
|
|
|
|
Signed: |
/s/ Naseem Sagati
Aghili |
|
Name: |
Naseem Sagati Aghili |
|
Title: |
Authorized Signatory |
LIST OF EXHIBITS