Statement of Changes in Beneficial Ownership (4)
January 27 2021 - 6:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Grant William Thomas III |
2. Issuer Name and Ticker or Trading Symbol
SelectQuote, Inc.
[
SLQT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CHIEF OPERATING OFFICER |
(Last)
(First)
(Middle)
C/O SELECTQUOTE, INC., 6800 WEST 115TH STREET, SUITE 2511 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/25/2021 |
(Street)
OVERLAND PARK, KS 66211
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.01 per share | 1/25/2021 | | S(1) | | 21664 | D | $25.13 (2) | 1566909 | D | |
Common Stock, par value $0.01 per share | 1/26/2021 | | S(1) | | 10319 | D | $25.2 (3) | 1556590 | D | |
Common Stock, par value $0.01 per share | 1/25/2021 | | S(1) | | 7210.3 | D | $25.12 (4) | 439818.7 (6) | I | By Haakon Capital, LLC |
Common Stock, par value $0.01 per share | 1/26/2021 | | S(1) | | 3400 | D | $25.19 (5) | 436418.7 (6) | I | By Haakon Capital, LLC |
Common Stock, par value $0.01 per share | 1/25/2021 | | S(1) | | 21651 | D | $25.13 (4) | 1368432 (7) | I | By Self as Trustee for the W. Thomas Grant III IrrevocableTrust |
Common Stock, par value $0.01 per share | 1/26/2021 | | S(1) | | 10190 | D | $25.2 (5) | 1358242 (7) | I | By Self as Trustee for the W. Thomas Grant III Irrevocable Trust |
Common Stock, par value $0.01 per share | | | | | | | | 10681 (8) | I | By Mainstar Trust IRA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
(2) | The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $25.00 to $25.50 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer. |
(3) | The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $25.00 to $25.75 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer. |
(4) | The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $25.00 to $25.51 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer. |
(5) | The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $25.00 to $25.67 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer. |
(6) | Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein. |
(7) | Beneficially owned by Mr. Grant as the Trustee of the W. Thomas Grant III Irrevocable Trust. |
(8) | Beneficially owned by Mr. Grant through his Mainstar Trust IRA. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Grant William Thomas III C/O SELECTQUOTE, INC. 6800 WEST 115TH STREET, SUITE 2511 OVERLAND PARK, KS 66211 |
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| CHIEF OPERATING OFFICER |
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Signatures
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/s/ Daniel A. Boulware, Attorney-in-Fact | | 1/27/2021 |
**Signature of Reporting Person | Date |
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