Statement of Changes in Beneficial Ownership (4)
September 04 2020 - 06:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person *
SMUCKER MARK T |
2. Issuer Name and Ticker or Trading
Symbol J M SMUCKER Co [ SJM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
President and CEO |
(Last)
(First)
(Middle)
ONE STRAWBERRY LANE |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/31/2020
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(Street)
ORRVILLE, OH 44667-0280
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares |
8/31/2020 |
|
G |
V |
411 |
D |
$0 |
155461 |
D |
|
Common Shares |
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|
|
|
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16244 |
I |
by GRAT (2018) |
Common Shares |
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|
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17741 |
I |
by GRAT (2019) (1) |
Common Shares |
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6234.603 |
I |
By 401(k) (2) |
Common Shares |
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|
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3469 |
I |
By Wife (3) |
Common Shares |
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|
|
|
|
|
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5991 |
I |
By Son (3)(4) |
Common Shares |
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|
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4017 |
I |
By Daughter (3)(4) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
On August 31, 2020, 12,259
shares were moved from the reporting person's grantor retained
annuity trust to his direct ownership. |
(2) |
This amount includes shares
acquired under (i) the Company's 401(k) plan since the date of the
reporting person's last ownership report and (ii) the Company's
dividend reinvestment plan as administered by its transfer
agent. |
(3) |
The reporting person
disclaims beneficial ownership of these shares. |
(4) |
This amount includes shares
acquired under the Company's dividend reinvestment plan, as
administered by its transfer agent. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
SMUCKER MARK T
ONE STRAWBERRY LANE
ORRVILLE, OH 44667-0280 |
X |
|
President and CEO |
|
Signatures
|
/s/ Jeannette L. Knudsen, POA |
|
9/4/2020 |
**Signature of
Reporting Person |
Date |