Statement of Changes in Beneficial Ownership (4)
December 19 2019 - 5:23PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SMUCKER MARK T |
2. Issuer Name and Ticker or Trading Symbol
J M SMUCKER Co
[
SJM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
ONE STRAWBERRY LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/27/2019 |
(Street)
ORRVILLE, OH 44667-0280
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares | 9/27/2019 | | G |
V
| 460 | D | $0 | 110515 | D | |
Common Shares | 12/12/2019 | | G |
V
| 475 | D | $0 | 123796 | D | |
Common Shares | | | | | | | | 6089.908 | I | By 401(k) (1) |
Common Shares | | | | | | | | 3924 | I | By Daughter (2) |
Common Shares | | | | | | | | 16244 | I | by GRAT (2018) (3) |
Common Shares | | | | | | | | 30000 | I | by GRAT (2019) (4) |
Common Shares | | | | | | | | 5898.861 | I | By Son (2) |
Common Shares | | | | | | | | 3469 | I | By Wife (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent. |
(2) | I disclaim beneficial ownership of these shares. |
(3) | On October 5, 2019, 13,756 shares were moved from the reporting person's grantor retained annuity trust to his direct ownership. |
(4) | These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on August 29, 2019. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SMUCKER MARK T ONE STRAWBERRY LANE ORRVILLE, OH 44667-0280 | X |
| President and CEO |
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Signatures
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/s/ Jeannette L. Knudsen, POA | | 12/19/2019 |
**Signature of Reporting Person | Date |
JM Smucker (NYSE:SJM)
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