Statement of Changes in Beneficial Ownership (4)
January 28 2020 - 9:18AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jaye James R |
2. Issuer Name and Ticker or Trading Symbol
SHERWIN WILLIAMS CO
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SHW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP - IR & Corp. Comm. |
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(Last)
(First)
(Middle)
101 W. PROSPECT AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/24/2020 |
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(Street)
CLEVELAND, OH 44115
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Phantom Stock Units | (1) | 1/24/2020 | | A | | 0.34 | | (2) | (2) | Common Stock | 0.34 | $594.84 | 0.7 | D | |
| Explanation of Responses: |
| (1) | Represents the number of phantom stock units that were acquired by the reporting person (in an exempt transaction) under The Sherwin-Williams Company 2005 Key Management Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of common stock and is payable in cash. The phantom stock units have dividend equivalent rights. |
| (2) | The phantom stock units become payable generally upon the reporting person's retirement or other termination of service. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Jaye James R
101 W. PROSPECT AVENUE
CLEVELAND, OH 44115 |
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| SVP - IR & Corp. Comm. |
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Signatures
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| Stephen J. Perisutti, Attorney-in-fact | | 1/28/2020 |
| **Signature of Reporting Person | Date |
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