Statement of Changes in Beneficial Ownership (4)
July 07 2021 - 4:56PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Loeb Daniel S |
2. Issuer Name and Ticker or Trading Symbol
SentinelOne, Inc.
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S
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
See Footnote 1 |
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(Last)
(First)
(Middle)
55 HUDSON YARDS |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/2/2021 |
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(Street)
NEW YORK, NY 10001
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class A common stock, par value $0.0001 per share | 7/2/2021 | | P | | 143575 | A | $35.00 (3) | 143575 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Class A common stock, par value $0.0001 per share | 7/2/2021 | | P | | 700000 | A | $35.00 (3) | 843575 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Class A common stock, par value $0.0001 per share | 7/2/2021 | | P | | 922116 | A | $43.7284 (4) | 1765691 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Class A common stock, par value $0.0001 per share | 7/6/2021 | | P | | 227884 | A | $49.5158 | 1993575 | I | By Third Point Ventures, LLC. (1)(2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Class B common stock, par value $0.0001 per share | (2) | 4/9/2021 | | P | | 62041 | | (2) | (2) | Class A common stock, par value $0.0001 per share | 62041 | $23.00 | 62041 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Series B Redeemable Convertible Preferred Stock (2) | (2) | 7/2/2021 | | C | | | 10628511 | (2) | (2) | Class B common stock, par value $0.0001 per share | 10628511 | $0 | 0 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Series C Redeemable Convertible Preferred Stock (2) | (2) | 7/2/2021 | | C | | | 5727300 | (2) | (2) | Class B common stock, par value $0.0001 per share | 5727300 | $0 | 0 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Series D Redeemable Convertible Preferred Stock (2) | (2) | 7/2/2021 | | C | | | 2436549 | (2) | (2) | Class B common stock, par value $0.0001 per share | 2436549 | $0 | 0 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Series E Redeemable Convertible Preferred Stock (2) | (2) | 7/2/2021 | | C | | | 3188100 | (2) | (2) | Class B common stock, par value $0.0001 per share | 3465307 | $0 | 0 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Series F Redeemable Convertible Preferred Stock (2) | (2) | 7/2/2021 | | C | | | 2199199 | (2) | (2) | Class B common stock, par value $0.0001 per share | 2199199 | $0 | 0 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Class B common stock, par value $0.0001 per share | (2) | 7/2/2021 | | C | | 10628511 | | (2) | (2) | Class A common stock, par value $0.0001 per share | 10628511 | $0 | 10690552 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Class B common stock, par value $0.0001 per share | (2) | 7/2/2021 | | C | | 5727300 | | (2) | (2) | Class A common stock, par value $0.0001 per share | 5727300 | $0 | 16417852 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Class B common stock, par value $0.0001 per share | (2) | 7/2/2021 | | C | | 2436549 | | (2) | (2) | Class A common stock, par value $0.0001 per share | 2436549 | $0 | 18854401 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Class B common stock, par value $0.0001 per share | (2) | 7/2/2021 | | C | | 3465307 | | (2) | (2) | Class A common stock, par value $0.0001 per share | 3465307 | $0 | 22319708 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Class B common stock, par value $0.0001 per share | (2) | 7/2/2021 | | C | | 2199199 | | (2) | (2) | Class A common stock, par value $0.0001 per share | 2199199 | $0 | 24518907 | I | By Third Point Ventures, LLC. (1)(2)(3) |
| Explanation of Responses: |
| (1) | See Exhibit 99.1. |
| (2) | See Exhibit 99.1. |
| (3) | See Exhibit 99.1. |
| (4) | See Exhibit 99.1. |
Remarks:
Exhibit List
Exhibit 99.1 - Explanation of Responses
The Power of Attorney granted by Daniel S. Loeb in favor of William Song and Joshua L. Targoff, dated February 17, 2021, was previously filed with the SEC on March 4, 2021 as Exhibit 24 to the Form 4 filed by Third Point LLC and Daniel S. Loeb with respect to Radius Global Infrastructure Inc. and is incorporated herein by reference. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Loeb Daniel S
55 HUDSON YARDS
NEW YORK, NY 10001 |
| X |
| See Footnote 1 |
Third Point LLC
55 HUDSON YARDS
NEW YORK, NY 10001 |
| X |
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Signatures
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| DANIEL S. LOEB, /s/ William Song, as Attorney-in-Fact for Daniel S. Loeb | | 7/7/2021 |
| **Signature of Reporting Person | Date |
| THIRD POINT LLC, /s/ William Song, as Attorney-in-Fact for Daniel S. Loeb, Chief Executive Officer of Third Point LLC | | 7/7/2021 |
| **Signature of Reporting Person | Date |
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