Statement of Changes in Beneficial Ownership (4)
February 26 2020 - 12:57PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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GRACIA JORGE ENRIQUE |
2. Issuer Name and Ticker or Trading Symbol
SPRINT Corp
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S
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Legal Officer |
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(Last)
(First)
(Middle)
6200 SPRINT PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/25/2020 |
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(Street)
OVERLAND PARK, KS 66251
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 2/25/2020 | | M | | 20281 | A | $2.84 | 842032 | D | |
| Common Stock | 2/25/2020 | | M | | 142723 | A | $3.44 | 984755 | D | |
| Common Stock | 2/25/2020 | | S | | 272521 | D | $9.8225 (1) | 712234 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-Qualified Stock Option (right to buy) | $2.84 | 2/25/2020 | | M | | | 20281 | (3) | 2/3/2026 | Common Stock | 20281 | $0.00 | 0 | D | |
| Non-Qualified Stock Option (right to buy) | $3.44 | 2/25/2020 | | M | | | 142723 | (4) | 5/13/2026 | Common Stock | 142723 | $0.00 | 0 | D | |
| Explanation of Responses: |
| (1) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.8050 to $9.8400, inclusive. The reporting person undertakes to provide to Sprint Corporation, any security holder of Sprint Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
| (2) | Includes 712,234 restricted stock units which are subject to forfeiture until they vest. |
| (3) | Stock options vest 33 1/3% on each of May 20, 2016, May 20, 2017 and May 20, 2018. |
| (4) | Stock options vest 33 1/3% on each of May 13, 2017, May 13, 2018 and May 13, 2019. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
GRACIA JORGE ENRIQUE
6200 SPRINT PARKWAY
OVERLAND PARK, KS 66251 |
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| Chief Legal Officer |
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Signatures
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| /s/ Stefan K. Schnopp, Attorney-in-Fact | | 2/26/2020 |
| **Signature of Reporting Person | Date |
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