Initial Statement of Beneficial Ownership (3)

Date : 11/08/2019 @ 10:41PM
Source : Edgar (US Regulatory)
Stock : RTW Retailwinds Inc (RTW)
Quote : 0.5967  -0.0101 (-1.66%) @ 10:59PM
RTW Retailwinds share price Chart

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Susan Riley

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/30/2019 

3. Issuer Name and Ticker or Trading Symbol

RTW Retailwinds, Inc. [RTW]

(Last)        (First)        (Middle)

330 WEST 34TH STREET, 9TH FLOOR

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                          _____ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)

(Street)

NEW YORK, NY 10001      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 27439 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) On October 30, 2019, the reporting person was awarded restricted stock which vests as follows: 9,054 shares on October 30, 2020; 9,054 shares on October 30, 2021; and9,331 shares on October 30, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Susan Riley
330 WEST 34TH STREET
9TH FLOOR
NEW YORK, NY 10001
X



Signatures
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano11/8/2019
**Signature of Reporting PersonDate

RTW Retailwinds (NYSE:RTW)
Historical Stock Chart

1 Year : From Jan 2019 to Jan 2020

Click Here for more RTW Retailwinds Charts.

RTW Retailwinds (NYSE:RTW)
Intraday Stock Chart

Today : Saturday 18 January 2020

Click Here for more RTW Retailwinds Charts.

Latest RTW Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts
Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.

NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.

By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions

P: V:us D:20200119 02:36:29