Statement of Changes in Beneficial Ownership (4)
March 27 2020 - 05:24PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Wood
Michael J |
2. Issuer Name and Ticker or Trading
Symbol RAYTHEON CO/ [ RTN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
VP, Controller & CAO |
(Last)
(First)
(Middle)
870 WINTER STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/25/2020
|
(Street)
WALTHAM, MA 02451
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
3/25/2020 |
|
A |
|
2003 (1) |
A |
$0 |
14166 |
D |
|
Common Stock |
3/26/2020 |
|
S |
|
85 (2) |
D |
$148.88 |
14081 |
D |
|
Common Stock |
3/26/2020 |
|
S |
|
97 (2) |
D |
$150.3408 (3) |
13984 |
D |
|
Common Stock |
3/26/2020 |
|
S |
|
383 (2) |
D |
$151.8194 (4) |
13601 |
D |
|
Common Stock |
3/26/2020 |
|
S |
|
338 (2) |
D |
$153.4584 (5) |
13263 |
D |
|
Common Stock |
3/26/2020 |
|
S |
|
177 (2) |
D |
$154.6296 (6) |
13086 |
D |
|
Common Stock |
3/26/2020 |
|
S |
|
174 (2) |
D |
$155.7642 (7) |
12912 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Shares of restricted stock
that vest in one-third increments on each of the second, third and
fourth anniversaries of the date of grant. |
(2) |
The stock sales reported in
this Form 4 were effected pursuant to a Rule 10b5-1 trading plan
adopted by the Reporting Person on October 29, 2019. |
(3) |
The reported price is based
on a weighted average of multiple same-day transactions with prices
ranging from $150.16 to $150.38 per share. Full information
regarding the number of shares sold at each separate price is
available to the Securities and Exchange Commission, the Issuer or
any security holder of the Issuer upon request. |
(4) |
The reported price is based
on a weighted average of multiple same-day transactions with prices
ranging from $151.40 to $152.365 per share. Full information
regarding the number of shares sold at each separate price is
available to the Securities and Exchange Commission, the Issuer or
any security holder of the Issuer upon request. |
(5) |
The reported price is based
on a weighted average of multiple same-day transactions with prices
ranging from $153.20 to $154.115 per share. Full information
regarding the number of shares sold at each separate price is
available to the Securities and Exchange Commission, the Issuer or
any security holder of the Issuer upon request. |
(6) |
The reported price is based
on a weighted average of multiple same-day transactions with prices
ranging from $154.28 to $154.96 per share. Full information
regarding the number of shares sold at each separate price is
available to the Securities and Exchange Commission, the Issuer or
any security holder of the Issuer upon request. |
(7) |
The reported price is based
on a weighted average of multiple same-day transactions with prices
ranging from $155.71 to $155.825 per share. Full information
regarding the number of shares sold at each separate price is
available to the Securities and Exchange Commission, the Issuer or
any security holder of the Issuer upon request. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Wood Michael J
870 WINTER STREET
WALTHAM, MA 02451 |
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|
VP, Controller & CAO |
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Signatures
|
Dana Ng, Attorney-in-fact |
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3/27/2020 |
**Signature of
Reporting Person |
Date |