Statement of Changes in Beneficial Ownership (4)
September 23 2020 - 04:41PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * GLAZER CAPITAL,
LLC |
2. Issuer Name and Ticker or Trading
Symbol RMG Acquisition Corp. [ RMG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
250 WEST 55TH STREET, SUITE 30A |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/21/2020
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
9/21/2020 |
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S |
|
1171 |
D |
$10.85 |
2810432 |
I |
See Footnote 1. (1) |
Class A Common Stock |
9/22/2020 |
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S |
|
10000 |
D |
$10.85 |
2800432 |
I |
See Footnote 1. (1) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The securities reported
herein are held by certain funds and accounts to which Glazer
Capital, LLC, a Delaware limited liability company, serves as
investment manager. Mr. Paul J. Glazer serves as the Managing
Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr.
Paul J. Glazer disclaims beneficial ownership of the securities
reported herein except to the extent of such Reporting Person's
pecuniary interest therein. |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
GLAZER CAPITAL, LLC
250 WEST 55TH STREET
SUITE 30A
NEW YORK, NY 10019 |
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X |
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GLAZER PAUL J
250 WEST 55TH ST
SUITE 30A
NEW YORK, NY 10019 |
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X |
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Signatures
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Paul J. Glazer |
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9/23/2020 |
**Signature of
Reporting Person |
Date |