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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 8, 2020

 

RESIDEO TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-38635

 

82-5318796

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

901 E 6th Street, Austin, Texas

 

78702

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (512) 726-3500

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:

 

Trading

Symbol:

 

Name of each exchange

on which registered:

Common Stock, par value $0.001 per share

 

REZI

 

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

Resideo Technologies, Inc. (the “Company”) held its Annual Meeting of Shareholders on June 8, 2020. The following matters set forth in our Proxy Statement dated April 24, 2020 (the “2020 Proxy Statement”), which was filed with the Securities and Exchange Commission pursuant to Regulation 14A under the Securities Exchange Act of 1934, were voted upon with the results indicated below.

  1. The nominees listed below were elected Class II directors with the respective votes set forth opposite their names:

Proposal 1

 

Shares For

   

Shares Against

   

Abstentions

   

Broker Non-Votes

 

Cynthia Hostetler

   

100,119,681

     

778,020

     

106,532

     

9,809,956

 

Brian Kushner

   

99,980,701

     

905,225

     

118,307

     

9,809,956

 

Jack Lazar

   

94,592,324

     

6,298,707

     

113,202

     

9,809,956

 

  2. The voting results on a non-binding advisory vote to approve executive compensation disclosed in the Company’s 2020 Proxy Statement are set forth below:

 

Shares For

   

Shares Against

   

Abstentions

   

Broker Non-Votes

 

Proposal 2

   

92,473,993

     

3,960,896

     

4,569,344

     

9,809,956

 

  3. The voting results on the ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020 are set forth below:

 

Shares For

   

Shares Against

   

Abstentions

   

Broker Non-Votes

 

Proposal 3

   

110,467,516

     

173,958

     

172,715

     

—  

 

  4. The voting results on the approval of the Resideo Employee Stock Purchase Plan are set forth below:

 

Shares For

   

Shares Against

   

Abstentions

   

Broker Non-Votes

 

Proposal 4

   

99,735,370

     

1,118,085

     

150,778

     

9,809,956

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 10, 2020

 

 

RESIDEO TECHNOLOGIES, INC.

             

 

 

By:

 

/s/ Jeannine J. Lane

 

 

Name:

 

Jeannine J. Lane

 

 

Title:

 

Executive Vice President, General Counsel, Corporate Secretary and Chief Compliance Officer