false 0001740332 0001740332 2020-06-08 2020-06-08

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 8, 2020

 

RESIDEO TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

  

001-38635

  

82-5318796

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

901 E 6th Street, Austin, Texas

  

78702

(Address of principal executive offices)

  

(Zip Code)

Registrant’s telephone number, including area code: (512) 726-3500

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:

  

Trading

Symbol:

  

Name of each exchange

on which registered:

Common Stock, par value $0.001 per share

  

REZI

  

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

Resideo Technologies, Inc. (the “Company”) held its Annual Meeting of Shareholders on June 8, 2020. The following matters set forth in our Proxy Statement dated April 24, 2020 (the “2020 Proxy Statement”), which was filed with the Securities and Exchange Commission pursuant to Regulation 14A under the Securities Exchange Act of 1934, were voted upon with the results indicated below.

  1. The nominees listed below were elected Class II directors with the respective votes set forth opposite their names:

Proposal 1

  

Shares For

    

Shares Against

    

Abstentions

    

Broker Non-Votes

  

Cynthia Hostetler

    

100,119,681

      

778,020

      

106,532

      

9,809,956

  

Brian Kushner

    

99,980,701

      

905,225

      

118,307

      

9,809,956

  

Jack Lazar

    

94,592,324

      

6,298,707

      

113,202

      

9,809,956

  

  2. The voting results on a non-binding advisory vote to approve executive compensation disclosed in the Company’s 2020 Proxy Statement are set forth below:

 

Shares For

    

Shares Against

    

Abstentions

    

Broker Non-Votes

  

Proposal 2

    

92,473,993

      

3,960,896

      

4,569,344

      

9,809,956

  

  3. The voting results on the ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020 are set forth below:

 

Shares For

    

Shares Against

    

Abstentions

    

Broker Non-Votes

  

Proposal 3

    

110,467,516

      

173,958

      

172,715

      

—  

  

  4. The voting results on the approval of the Resideo Employee Stock Purchase Plan are set forth below:

 

Shares For

    

Shares Against

    

Abstentions

    

Broker Non-Votes

  

Proposal 4

    

99,735,370

      

1,118,085

      

150,778

      

9,809,956

  

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 10, 2020

  

 

RESIDEO TECHNOLOGIES, INC.
             

 

 

By:

  

/s/ Jeannine J. Lane

 

 

Name:

  

Jeannine J. Lane

 

 

Title:

  

Executive Vice President, General Counsel, Corporate Secretary and Chief Compliance Officer