Initial Statement of Beneficial Ownership (3)
November 01 2019 - 4:06PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Geddes AnnMarie |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/22/2019
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3. Issuer Name and Ticker or Trading Symbol
RESIDEO TECHNOLOGIES, INC. [REZI]
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(Last)
(First)
(Middle)
901 E 6TH STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
VP, Controller and Interim CAO / |
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(Street)
AUSTIN, TX 78702
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 13870 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (right to buy) | (2) | 2/10/2026 | Common Stock | 10324 | $24.39 | D | |
| Explanation of Responses: |
| (1) | Includes 11,000 restricted stock units which will vest in equal installments on December 4, 2021 and December 4, 2022 and 2,870 restricted stock units which will vest in equal installments on February 11, 2020, February 11, 2021 and February 11, 2022. |
| (2) | This option will vest in equal installments on February 11, 2020, February 11, 2021 and February 11, 2022. |
Remarks:
Exhibit List Exhibit 24 - Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Geddes AnnMarie
901 E 6TH STREET
AUSTIN, TX 78702 |
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| VP, Controller and Interim CAO |
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Signatures
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| /s/ Jeannine J. Lane, as Attorney-in-Fact for AnnMarie Geddes | | 11/1/2019 |
| **Signature of Reporting Person | Date |
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