Securities Registration (section 12(b)) (8-a12b)
August 28 2020 - 11:58AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20459
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF
SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE
SECURITIES EXCHANGE ACT OF 1934
NatWest Group plc
(Exact name of registrant as specified in
its charter)
|
|
|
United Kingdom
(State of incorporation
or organization)
|
None
(I.R.S. Employer
Identification No.)
|
|
RBS Gogarburn
PO Box 1000
Edinburgh EH12 1HQ
United Kingdom
(Address of principal executive offices)
|
|
|
Title
of each class
to be so registered
|
|
Name
of each exchange on which
each class is to be registered
|
Fixed-to-Fixed Reset Rate Subordinated Tier 2 Notes due 2035
|
|
New York Stock Exchange
|
____________________________
|
|
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. : x
|
|
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
|
|
Securities Act registration statement file number to which this form relates: 333-222022
|
|
Securities to be registered pursuant to Section 12(g) of the Act: None.
|
INFORMATION REQUIRED IN REGISTRATION STATEMENT
The Registrant has filed with the Commission
pursuant to Rule 424(b) under the Securities Act of 1933 a prospectus supplement dated August 25, 2020 (the “Prospectus Supplement”)
to a Prospectus dated December 13, 2017 (the “Prospectus”) relating to the securities to be registered hereunder included
in the Registrant’s automatic shelf Registration Statement on Form F-3 (File No. 333-222022), which became automatically
effective on December 13, 2017. The Registrant incorporates by reference the Prospectus and the Prospectus Supplement to the extent
set forth below.
Item 1. Description of Registrant’s
Securities to be Registered
The information required by this item is
incorporated herein by reference to the information contained in the sections captioned “Description of Debt Securities”
on pages 2 through 10 of the Prospectus, and “Description of the Subordinated Notes” on pages S-22 through S-32 and
“U.K. and U.S. Federal Tax Consequences”, on pages S-33 through S-36 of the Prospectus Supplement.
Item 2. Exhibits
Pursuant to the Instructions as to Exhibits
with respect to Form 8-A, the following exhibits are being filed with the Commission in connection with this Registration Statement.
4.1
|
Subordinated Debt Securities Indenture between NatWest Group plc and The Bank of New York Mellon dated as of December 4, 2012 (incorporated herein by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on December 4, 2012).
|
4.2
|
First Supplemental Indenture between NatWest Group plc and The Bank of New York Mellon dated as of December 4, 2012 (incorporated herein by reference to Exhibit 4.2 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on December 4, 2012).
|
4.3
|
Fourth Supplemental Indenture between NatWest Group plc and The Bank of New York Mellon dated as of May 28, 2014 (incorporated herein by reference to Exhibit 4.3 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on May 28, 2014).
|
4.4
|
Seventh Supplemental Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of August 28, 2020.
|
4.5
|
Form of Global Note for the Fixed-to-Fixed Reset Rate Subordinated Tier 2 Notes due 2035 (included in Exhibit 4.4 hereof).
|
99.1
|
Prospectus and the Prospectus Supplement (incorporated herein to the extent provided above by reference to the Registrant’s filings under Rule 424(b) filed with the Commission on December 13, 2017 and August 25, 2020, respectively).
|
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf by the undersigned,
thereunto duly authorized.
|
NatWest Group plc
(Registrant)
|
|
|
|
|
|
|
Date: August 28, 2020
|
By:
|
/s/ Mark Stevens
|
|
Name:
|
Mark Stevens
|
|
Title:
|
Assistant Secretary
|
EXHIBIT
INDEX
Exhibit
No.
|
Description of Exhibit
|
4.1
|
Subordinated Debt Securities Indenture between NatWest Group plc and The Bank of New York Mellon dated as of December 4, 2012 (incorporated herein by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on December 4, 2012).
|
4.2
|
First Supplemental Indenture between NatWest Group plc and The Bank of New York Mellon dated as of December 4, 2012 (incorporated herein by reference to Exhibit 4.2 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on December 4, 2012).
|
4.3
|
Fourth Supplemental Indenture between NatWest Group plc and The Bank of New York Mellon dated as of May 28, 2014 (incorporated herein by reference to Exhibit 4.3 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on May 28, 2014).
|
4.4
|
Seventh Supplemental Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of August 28, 2020.
|
4.5
|
Form of Global Note for the Fixed-to-Fixed Reset Rate Subordinated Tier 2 Notes due 2035 (included in Exhibit 4.4 hereof).
|
99.1
|
Prospectus and the Prospectus Supplement (incorporated herein to the extent provided above by reference to the Registrant’s filings under Rule 424(b) filed with the Commission on December 13, 2017 and August 25, 2020, respectively).
|
Royal Bank of Scotland (NYSE:RBS)
Historical Stock Chart
From Mar 2024 to Apr 2024
Royal Bank of Scotland (NYSE:RBS)
Historical Stock Chart
From Apr 2023 to Apr 2024