Notification Filed by National Security Exchange to Report the Removal From Listing and Registration of Matured, Redeemed or Retired Securities Initial Filing Amendments (25-nse)
October 31 2022 - 10:16AM
Edgar (US Regulatory)
UNITED STATES |
SECURITIES AND EXCHANGE
COMMISSION |
Washington, D.C. 20549 |
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FORM 25
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NOTIFICATION OF REMOVAL FROM LISTING AND/OR
REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF
1934.
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Commission File Number
001-33761 |
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Issuer: |
Pzena Investment Management, Inc. |
Exchange: |
NEW YORK
STOCK EXCHANGE LLC |
(Exact name of
Issuer as specified in its charter, and name of Exchange where
security is listed and/or registered) |
|
Address: |
120 West 45th Street, 20th Floor
New York,
NEW YORK
10036 |
Telephone number: |
(212)
355-1600 |
(Address, including
zip code, and telephone number, including area code, of Issuer's
principal executive offices) |
|
Class A Common Stock |
(Description of
class of securities) |
|
Please place an X in the box to designate the
rule provision relied upon to strike the class of securities from
listing and registration: |
o 17
CFR 240.12d2-2(a)(1) |
o 17
CFR 240.12d2-2(a)(2) |
x 17
CFR 240.12d2-2(a)(3) |
o 17
CFR 240.12d2-2(a)(4) |
o
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with
its rules to strike the class of securities from listing and/or
withdraw registration on the Exchange. 1 |
o
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its
rules of the Exchange and the requirements of 17 CFR 240.12d-2(c)
governing the voluntary withdrawal of the class of securities from
listing and registration on the Exchange. |
|
Pursuant to the requirements for the Securities
Exchange Act of 1934, NEW YORK STOCK EXCHANGE LLC certifies
that it has reasonable grounds to believe that it meets all of the
requirements for filing the Form 25 and has caused this
notification to be signed on its behalf by the undersigned duly
authorized person. |
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2022-10-31 |
By |
Daniel Contrastano |
|
Manager, Market
Watch & Proxy Compliance |
Date |
|
Name |
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Title |
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1 |
Form 25 and attached Notice will be
considered compliance with the provisions of 17 CFR 240.19d-1 as
applicable. See General
Instructions. |
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