Current Report Filing (8-k)
April 01 2022 - 9:46AM
Edgar (US Regulatory)
PRUDENTIAL FINANCIAL INC false 0001137774 0001137774 2022-04-01 2022-04-01 0001137774 us-gaap:CommonStockMember 2022-04-01 2022-04-01 0001137774 pru:M5.625JuniorSubordinatedNotes2Member 2022-04-01 2022-04-01 0001137774 pru:M4.125JuniorSubordinatedNotes1Member 2022-04-01 2022-04-01
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 1, 2022
PRUDENTIAL FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
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| New Jersey |
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001-16707 |
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22-3703799 |
| (State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(I.R.S Employer Identification Number) |
751 Broad Street
Newark, New Jersey 07102
(Address of principal executive offices and zip code)
(973) 802-6000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
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| Title of Each Class |
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Trading Symbol(s) |
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Name of Each Exchange on Which Registered |
| Common Stock, Par Value $.01 |
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PRU |
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New York Stock Exchange |
| 5.625% Junior Subordinated Notes |
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PRS |
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New York Stock Exchange |
| 4.125% Junior Subordinated Notes |
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PFH |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On April 1, 2022, Prudential Financial, Inc. (“Prudential” or the “Company) completed the previously announced sale of a portion of its in-force legacy variable annuities block to Fortitude Group Holdings, LLC through the sale of all of the equity interests in Prudential Annuities Life Assurance Corporation and its approximately $31 billion of account values.
| Item 7.01 |
Regulation FD Disclosure |
The Company is furnishing herewith as Exhibit 99.1 a news release announcing the transaction described herein.
| Item 9.01 |
Financial Statements and Exhibits |
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: April 1, 2022
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| PRUDENTIAL FINANCIAL, INC. |
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| By: |
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/s/ Brian P. Spitser |
| Name: |
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Brian P. Spitser |
| Title: |
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Vice President and Assistant Secretary |
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