Statement of Changes in Beneficial Ownership (4)
April 07 2021 - 4:09PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
FOWDEN JEREMY S G |
2. Issuer Name and Ticker or Trading Symbol
Primo Water Corp /CN/
[
PRMW
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O PRIMO WATER CORPORATION, 4221 WEST BOY SCOUT BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/5/2021 |
(Street)
TAMPA, FL 33607
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Shares | 4/5/2021 | | M | | 160 | A | $8.00 | 1352358 | D | |
Common Shares | 4/5/2021 | | S(1) | | 160 | D | $16.90 | 1352198 | D | |
Common Shares | 4/6/2021 | | M | | 27016 | A | $8.00 | 1379214 | D | |
Common Shares | 4/6/2021 | | S(1) | | 27016 | D | $16.91 (2) | 1352198 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $8.00 | 4/5/2021 | | M | | | 160 | (3) | 2/13/2024 | Common Shares | 160 | $0.00 | 214684 | D | |
Stock Option (right to buy) | $8.00 | 4/6/2021 | | M | | | 27016 | (3) | 2/13/2024 | Common Shares | 27016 | $0.00 | 187668 | D | |
Explanation of Responses: |
(1) | Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021. |
(2) | The price in column 4 reflects the weighted average price of 27,016 common shares sold in multiple transactions on April 6, 2021 with sale prices ranging from $16.90 to $16.94 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. |
(3) | Fully vested. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FOWDEN JEREMY S G C/O PRIMO WATER CORPORATION 4221 WEST BOY SCOUT BOULEVARD TAMPA, FL 33607 | X |
|
|
|
Signatures
|
/s/ Marni Morgan Poe, Attorney-in-Fact | | 4/7/2021 |
**Signature of Reporting Person | Date |
Primo Water (NYSE:PRMW)
Historical Stock Chart
From Mar 2024 to Apr 2024
Primo Water (NYSE:PRMW)
Historical Stock Chart
From Apr 2023 to Apr 2024