Initial Statement of Beneficial Ownership (3)
August 05 2021 - 4:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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dobrowolski Reginaldo |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/1/2021
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3. Issuer Name and Ticker or Trading Symbol
Philip Morris International Inc. [PM]
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(Last)
(First)
(Middle)
120 PARK AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Vice President and Controller / |
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(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 12434 (1) | D | |
| Common Stock | 7625 | I | Spouse (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Includes 7,210 Restricted Share Units, 2,760 of which were granted on February 7, 2019, 2,020 of which were granted on February 6, 2020, and 2,430 which were granted on February 4, 2021, and all of which vest on the third anniversary of the grant date. |
| (2) | Spouse is an employee of Philip Morris International Inc. She holds 4,775 shares in street name in bank or broker and currently holds 2,850 Restricted Share Units, 870 of which were granted on February 7, 2019, 920 of which were granted on February 6, 2020, and 1,060 which were granted on February 4, 2021, and all of which vest on the third anniversary of the grant date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
dobrowolski Reginaldo
120 PARK AVENUE
NEW YORK, NY 10017 |
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| Vice President and Controller |
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Signatures
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| Darlene Quashie Henry for Reginaldo Dobrowolski | | 8/5/2021 |
| **Signature of Reporting Person | Date |
Philip Morris (NYSE:PM)
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