Statement of Changes in Beneficial Ownership (4)
March 18 2020 - 5:17PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
HAGERTY ROBERT C |
2. Issuer Name and Ticker or Trading Symbol
PLANTRONICS INC /CA/
[
PLT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CHAIRMAN, INTERIM CEO |
|
(Last)
(First)
(Middle)
345 ENCINAL STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/16/2020 |
|
(Street)
SANTA CRUZ, CA 95060
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| COMMON STOCK | 3/16/2020 | | A | | 45000 (1) | A | $0.0 | 83275 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The restricted stock units (RSUs) will become eligible to vest as to 7,500 RSUs each month following the date of grant that Mr. Hagerty continues to serve as the Interim Chief Executive Officer; provided that if his separation date occurs prior to the three (3) month anniversary of his start date (i.e., February 10, 2020), he will become eligible to vest in an aggregate of 22,500 RSUs subject to the award. Any RSUs that are not eligible to vest as of the separation date will terminate and be cancelled as of the separation date. The RSUs will vest and be settled on the later of (i) the 12-month anniversary of the applicable award date, or (ii) the separation date. All vesting is subject to his continued service to the company through the applicable vesting date (whether as an employee, member of the Board or otherwise). |
| (2) | The 32,876 shares included in the Amount of Securities Beneficially Owned Following Reported Transaction(s) box on the Feb. 24, 2020 Form 4 for Mr. Hagerty inadvertently excluded 5,399 restricted stock unit shares previously granted and reported on his Jul. 2, 2019 Form 4. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
HAGERTY ROBERT C
345 ENCINAL STREET
SANTA CRUZ, CA 95060 | X |
| CHAIRMAN, INTERIM CEO |
|
Signatures
|
| ROBERT C HAGERTY | | 3/18/2020 |
| **Signature of Reporting Person | Date |
Plantronics (NYSE:PLT)
Historical Stock Chart
From Mar 2024 to Apr 2024
Plantronics (NYSE:PLT)
Historical Stock Chart
From Apr 2023 to Apr 2024
