Statement of Changes in Beneficial Ownership (4)
April 20 2020 - 2:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Esquivel Mark A |
2. Issuer Name and Ticker or Trading Symbol
PARK AEROSPACE CORP
[
PKE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Senior Vice President & COO |
(Last)
(First)
(Middle)
1400 OLD COUNTRY ROAD, SUITE 409 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/9/2020 |
(Street)
WESTBURY, NY 11590
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | | | | | | | | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Right to buy option (1) | $12.58 | 4/9/2020 | | A | | 25000 | | 4/9/2021 | 4/9/2030 | Common Stock | 25000 | $0 | 25000 | D | |
Right to buy option (2) | $9.94 | | | | | | | 10/5/2012 | 10/5/2021 | Common Stock | 2500 | | 2500 | D | |
Right to buy option (3) | $13.73 | | | | | | | 9/4/2013 | 9/4/2022 | Common Stock | 2625 | | 2625 | D | |
Right to buy option (1) | $17.63 | | | | | | | 2/26/2015 | 2/26/2024 | Common Stock | 3500 | | 3500 | D | |
Right to buy option (1) | $13.46 | | | | | | | 3/2/2016 | 3/2/2025 | Common Stock | 4500 | | 4500 | D | |
Right to buy option (1) | $6.23 | | | | | | | 1/12/2017 | 1/12/2026 | Common Stock | 15000 | | 15000 | D | |
Right to buy option (1) | $15.44 | | | | | | | 5/7/2020 | 5/7/2029 | Common Stock | 15000 | | 15000 | D | |
Explanation of Responses: |
(1) | Option is exercisable, commencing on the date indicated, as to 25% of the aggregate number of shares listed and as to an additional 25% of such shares on each of the succeeding three anniversaries of such date. |
(2) | Option is exercisable, commencing on the date indicated, as to 50% of the aggregate number of shares listed and as to an additional 50% of such shares on the succeeding anniversary of such date. |
(3) | Option is exercisable, commencing on the date indicated, as to 875 of the shares listed and as to an additional 875 of such shares on each of the succeeding two anniversaries of such date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Esquivel Mark A 1400 OLD COUNTRY ROAD SUITE 409 WESTBURY, NY 11590 |
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| Senior Vice President & COO |
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Signatures
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Stephen E. Gilhuley, by Power of Attorney | | 4/20/2020 |
**Signature of Reporting Person | Date |
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