Statement of Changes in Beneficial Ownership (4)
December 13 2019 - 4:11PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SHORE BRIAN E |
2. Issuer Name and Ticker or Trading Symbol
PARK AEROSPACE CORP
[
PKE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Board Chairman & CEO |
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(Last)
(First)
(Middle)
PARK AEROSPACE CORP., 48 S. SERVICE ROAD, SUITE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2019 |
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(Street)
MELVILLE, NY 11747
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 11/5/2019 | | W |
V
| 728599 | D | $0 | 0 | I | As co-executor of estate of Jerry Shore (1) |
| Common Stock | 11/5/2019 | | W |
V
| 168615 | D | $0 | 0 | I | As co-executor of estate of Cecile Shore (1) |
| Common Stock | 11/5/2019 | | W |
V
| 157439 | A | $0 | 581744 | D | |
| Common Stock | 11/5/2019 | | W |
V
| 56205 | A | $0 | 56205 | I | Brian Shore Trust u/w/o Cecile Shore Art VII.A.3 (2) |
| Common Stock | 11/5/2019 | | W |
V
| 56205 | A | $0 | 56205 | I | Peter Shore Trust u/w/o Cecile Shore Art VII.A.3 (3) |
| Common Stock | 11/5/2019 | | W |
V
| 56205 | A | $0 | 56205 | I | Robin Shore Trust u/w/o Cecile Shore Art VII.A.3 (3) |
| Common Stock | 11/5/2019 | | W |
V
| 85427 | A | $0 | 85427 | I | Brian Shore Trust u/w/o Jerry Shore Art VII.A.3 (2) |
| Common Stock | 11/5/2019 | | W |
V
| 85427 | A | $0 | 85427 | I | Peter Shore Trust u/w/o Jerry Shore Art VII.A.3 (3) |
| Common Stock | 11/5/2019 | | W |
V
| 85427 | A | $0 | 85427 | I | Robin Shore Trust u/w/o Jerry Shore Art VII.A.3 (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The reporting person is a co-executor of the estates of the late Jerry Shore and Cecile Shore, which held 728,599 and 168,615 shares, respectively, of the issuer's common stock until such shares were distributed from such estates effective November 5, 2019. |
| (2) | The reporting person is the beneficiary and, with his siblings, Peter Shore and Robin Shore, co-trustee of the trusts. |
| (3) | The reporting person is co-trustee of the trusts with his siblings, Peter Shore and Robin Shore, who are beneficiaries of the trusts. The reporting person disclaims beneficial ownership of the shares held by the trusts except to the extent of his pecuniary interest therein. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
SHORE BRIAN E
PARK AEROSPACE CORP.
48 S. SERVICE ROAD, SUITE 300
MELVILLE, NY 11747 | X |
| Board Chairman & CEO |
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Signatures
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| /s/ Stephen E. Gilhuley, by Power of Attorney | | 12/13/2019 |
| **Signature of Reporting Person | Date |
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