Statement of Changes in Beneficial Ownership (4)
May 09 2019 - 10:52AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SHORE BRIAN E
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2. Issuer Name
and
Ticker or Trading Symbol
PARK ELECTROCHEMICAL CORP
[
PKE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Board Chairman and CEO
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(Last)
(First)
(Middle)
PARK ELECTROCHEMICAL CORP., 48 S. SERVICE ROAD, SUITE 300
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/7/2019
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(Street)
MELVILLE, NY 11747
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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425305
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D
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Common Stock
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728599
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I
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As co-executor of estate of Jerry Shore
(1)
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Common Stock
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168615
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I
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As co-executor of estate of Cecile Shore
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Right to buy option
(3)
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$16.44
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5/7/2019
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A
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25000
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5/7/2020
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5/7/2029
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Common Stock
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25000
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$0
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25000
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D
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Right to buy option
(3)
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$13.69
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10/14/2010
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10/14/2019
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Common Stock
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35000
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35000
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D
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Right to buy option
(3)
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$10.94
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10/5/2012
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10/5/2021
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Common Stock
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35000
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35000
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D
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Right to buy option
(3)
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$13
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10/24/2013
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10/24/2022
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Common Stock
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35000
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35000
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D
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Right to buy option
(3)
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$18.63
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2/26/2015
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2/26/2024
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Common Stock
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35000
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35000
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D
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Right to buy option
(3)
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$14.46
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3/2/2016
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3/2/2025
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Common Stock
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30000
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30000
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D
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Right to buy option
(3)
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$7.23
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1/12/2017
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1/12/2026
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Common Stock
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35000
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35000
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D
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Explanation of Responses:
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(1)
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The reporting person is a co-executor of the estate of the late Jerry Shore, which holds 728,599 shares of the issuer's common stock. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
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(2)
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On March 5, 2018, the reporting person became a co-executor of the estate of the late Cecile Shore, which holds 168,615 shares of the issuer's common stock. The exemption in Rule 16a-2(d)(1) for transactions during the twelve months following the appointment and qualification of executors or administrators of an estate of a decendent expired on March 5, 2019. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
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(3)
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Option is exercisable, commencing on the date indicate, as to 25% of the aggregate number of shares listed and as to an additional 25% of such shares on ezch of the succeeding three anniversaries of such date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SHORE BRIAN E
PARK ELECTROCHEMICAL CORP.
48 S. SERVICE ROAD, SUITE 300
MELVILLE, NY 11747
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X
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Board Chairman and CEO
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Signatures
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Stephen E. Gilhuley, by Power of Attorney
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5/9/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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