Initial Statement of Beneficial Ownership (3)

Date : 11/01/2019 @ 8:34PM
Source : Edgar (US Regulatory)
Stock : Polaris Inc (PII)
Quote : 96.3  0.8 (0.84%) @ 12:59AM
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Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Menneto Steven

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/24/2019 

3. Issuer Name and Ticker or Trading Symbol

Polaris Inc. [PII]

(Last)        (First)        (Middle)

2100 HIGHWAY 55

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
President-Motorcycles /

(Street)

MEDINA, MN 55340      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 3189 D  
Common Stock 7447 (1)I By ESOP 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)  (2)1/29/2024 Common Stock 10000 $125.67 D  
Employee Stock Option (right to buy)  (3)1/28/2025 Common Stock 8000 $146.63 D  
Employee Stock Option (right to buy) 1/27/2020 1/27/2026 Common Stock 10000 $70.18 D  
Employee Stock Option (right to buy)  (4)1/25/2027 Common Stock 32218 $89.39 D  
Employee Stock Option (right to buy)  (5)1/31/2028 Common Stock 11542 $113.01 D  
Employee Stock Option (right to buy)  (6)1/30/2029 Common Stock 14436 $84.58 D  
Deferred Stock Units  (7) (7)Common Stock 75  (8)D  

Explanation of Responses:
(1) Estimate of the number of shares held in the reporting person's ESOP fund as of October 24, 2019. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
(2) The option vested in two equal installments on January 29, 2016 and January 29, 2018.
(3) The option vested in two equal installments on January 28, 2017 and January 28, 2019.
(4) The option vests in two equal installments on January 25, 2019 and January 25, 2021.
(5) The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.
(6) The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.
(7) At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.
(8) Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and was received upon the vesting of a performance restricted stock unit, but deferred under the Issuer's SERP.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Menneto Steven
2100 HIGHWAY 55
MEDINA, MN 55340


President-Motorcycles

Signatures
Jennifer Carbert, Attorney-in-Fact11/1/2019
**Signature of Reporting PersonDate

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