Statement of Changes in Beneficial Ownership (4)
March 09 2021 - 4:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MARTIN CHRISTOPHER P |
2. Issuer Name and Ticker or Trading Symbol
PROVIDENT FINANCIAL SERVICES INC
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PFS
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman and CEO |
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(Last)
(First)
(Middle)
239 WASHINGTON STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/5/2021 |
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(Street)
JERSEY CITY, NJ 07302
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/5/2021 | | A | | 16173 (1) | A | $0 | 491489 | D | |
| Common Stock | | | | | | | | 167689 (2) | I | By 401(k) Plan |
| Common Stock | | | | | | | | 18318 (2) | I | By ESOP |
| Common Stock | | | | | | | | 17785 | I | By Deferred Fee Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options | $20.66 | | | | | | | 3/3/2022 | 3/3/2031 | Common Stock | 56605.0 | | 56605 (3) | D | |
| Stock Options | $20.62 | | | | | | | 3/3/2021 | 3/3/2030 | Common Stock | 107240.0 | | 107240 (3) | D | |
| Stock Options | $27.25 | | | | | | | 3/4/2020 | 3/4/2029 | Common Stock | 41685.0 | | 41685 (3) | D | |
| Stock Options | $14.88 | | | | | | | 2/3/2013 | 2/3/2022 | Common Stock | 20000.0 | | 20000 (4) | D | |
| Stock Options | $15.23 | | | | | | | 2/19/2014 | 2/19/2023 | Common Stock | 26755.0 | | 26755 (4) | D | |
| Stock Options | $25.58 | | | | | | | 3/5/2019 | 3/5/2028 | Common Stock | 43124.0 | | 43124 (3) | D | |
| Stock Options | $26.31 | | | | | | | 3/7/2018 | 3/7/2027 | Common Stock | 42857.0 | | 42857 (4) | D | |
| Stock Options | $18.34 | | | | | | | 2/19/2016 | 2/19/2025 | Common Stock | 65972.0 | | 65972 (4) | D | |
| Stock Options | $16.38 | | | | | | | 2/19/2015 | 2/19/2024 | Common Stock | 35000.0 | | 35000 (4) | D | |
| Stock Options | $16.38 | | | | | | | 2/19/2016 | 2/19/2024 | Common Stock | 45762.0 | | 45762 (4) | D | |
| Stock Options | $18.7 | | | | | | | 2/24/2017 | 2/24/2026 | Common Stock | 76327.0 | | 76327 (4) | D | |
| Stock Options | $15.23 | | | | | | | 2/19/2015 | 2/19/2023 | Common Stock | 25126.0 | | 25126 (4) | D | |
| Stock Options | $14.88 | | | | | | | 2/3/2015 | 2/3/2022 | Common Stock | 22542.0 | | 22542 (4) | D | |
| Explanation of Responses: |
| (1) | Performance vesting stock awards granted on March 5, 2018 based on meeting certain performance criteria. |
| (2) | Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| (3) | Stock options vest at a rate of 33.3% per year. |
| (4) | Stock options have fully vested. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
MARTIN CHRISTOPHER P
239 WASHINGTON STREET
JERSEY CITY, NJ 07302 | X |
| Chairman and CEO |
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Signatures
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| /s/ Leonard G. Gleason, Pursuant to Power of Attorney | | 3/9/2021 |
| **Signature of Reporting Person | Date |
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