Initial Statement of Beneficial Ownership (3)
August 05 2020 - 7:40PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lewis Michael A |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/1/2020
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3. Issuer Name and Ticker or Trading Symbol
PG&E Corp [PCG]
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(Last)
(First)
(Middle)
77 BEALE ST., P.O. BOX 770000 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Interim Pres, PacificGas&Elec / |
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(Street)
SAN FRANCISCO, CA 94177
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 244.9 (1) | I | Held by Trustee of PG&E Corporation Retirement Savings Plan |
| Common Stock | 2576 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | (2) | 8/1/2028 | Common Stock | 4045 | $42.51 | D | |
| Explanation of Responses: |
| (1) | Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 8/4/2020. |
| (2) | One-third of employee stock option is exercisable on August 1 of 2019, 2020, and 2021. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Lewis Michael A
77 BEALE ST.
P.O. BOX 770000
SAN FRANCISCO, CA 94177 | X |
| Interim Pres, PacificGas&Elec |
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Signatures
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| /s/ J. Ellen Conti, attorney-in-fact for Michael A. Lewis (signed Power of Attorney on file with SEC) | | 8/5/2020 |
| **Signature of Reporting Person | Date |
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