Initial Statement of Beneficial Ownership (3)
June 12 2019 - 05:34PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Christopher Melvin J
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/3/2019
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3. Issuer Name
and
Ticker or Trading Symbol
PG&E Corp [PCG]
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(Last)
(First)
(Middle)
77 BEALE ST., P.O. BOX 770000
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
VP Gas Ops, Pacific Gas & Elec /
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(Street)
SAN FRANCISCO, CA 94177
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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8614.47
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D
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Common Stock
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1486.91
(1)
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I
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Held by Trustee of PG&E Corporation Retirement Savings Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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(2)
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3/1/2028
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Common Stock
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5866
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$41.26
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D
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Phantom Stock
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(3)
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(3)
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Common Stock
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135.58
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(4)
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D
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Explanation of Responses:
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(1)
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Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investment component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balances as of 6/3/2019.
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(2)
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The option became exercisable as to 1,955 shares on March 1, 2019, and becomes exercisable as to an additional third of the remaining 3,911shares on the first day of March, 2020 and 2021
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(3)
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Phantom stock is payable in cash after retirement/termination of employment as described in Supplemental Retirement Savings Plan
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(4)
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1 for 1
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Christopher Melvin J
77 BEALE ST.
P.O. BOX 770000
SAN FRANCISCO, CA 94177
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VP Gas Ops, Pacific Gas & Elec
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Signatures
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/s/ Eileen O. Chan, attorney-in-fact for Melvin J. Christopher (signed Power of Attorney on file with SEC)
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6/12/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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