Current Report Filing (8-k)
December 22 2022 - 04:08PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): December 22,
2022
OWLET, INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-39516 |
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85-1615012 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification No.) |
3300 North Ashton Boulevard, Suite 300, Lehi, Utah
84043
(Address of principal executive offices) (Zip Code)
(844) 334-5330
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last
report.)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.0001 par value per share
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OWLT
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New York Stock Exchange
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Warrants to purchase Common Stock
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OWLT WS
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
☐
Item 7.01 Regulation FD Disclosure.
On December 22, 2022, the Company issued a press release announcing
that the U.S. Food and Drug Administration has accepted for
substantive review the Company’s
de novo
classification request seeking over-the-counter regulatory
clearance for a software-as-a-medical device (SaMD) called Health
Notifications. A copy of the press release is furnished as Exhibit
99.1 to this Current Report on Form 8-K.
The information in this Item 7.01, including the Exhibit 99.1
furnished hereunder, shall not be deemed to be “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of
that section. Furthermore, the information in this Item 7.01,
including the Exhibit 99.1 furnished hereunder, shall not be deemed
incorporated by reference into the filings of the Company under the
Securities Act of 1933, as amended (the “Securities Act”) or the
Exchange Act.
Item 9.01. Financial Statements and
Exhibits.
(d)Exhibits.
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Exhibit No. |
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Description |
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99.1 |
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104 |
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Cover Page Interactive Data file (the cover page XBRL tags are
embedded within the Inline XBRL document). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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OWLET, INC. |
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Date: December 22, 2022 |
/s/ Kathryn R. Scolnick |
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Kathryn R. Scolnick |
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Chief Financial Officer |
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