Statement of Changes in Beneficial Ownership (4)
December 03 2021 - 06:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Kantheti Krishna |
2. Issuer Name and Ticker or Trading
Symbol Ouster, Inc. [ OUST ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
|
(Last)
(First)
(Middle)
C/O BANYAN VENTURE HOLDINGS LLC, 215 NW 24TH ST., SUITE
501 |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/1/2021
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|
(Street)
MIAMI, FL 33127
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
12/1/2021 |
|
S |
|
68597 |
D |
$6.62 (1) |
26011601 |
I |
By Banyan Venture Holdings LLC (2) |
|
Common Stock |
12/2/2021 |
|
S |
|
75900 |
D |
$6.45 (3) |
25935701 |
I |
By Banyan Venture Holdings LLC (2) |
|
Common Stock |
12/3/2021 |
|
S |
|
89661 |
D |
$6.27 (4) |
25846040 |
I |
By Banyan Venture Holdings LLC (2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions ranging from $6.51 to $6.79, inclusive. The Reporting
Person undertakes to provide to the Issuer, any security holder of
the Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price within the range set forth
above. |
| (2) |
Mr. Kantheti is a Manager of
Banyan Venture Holdings LLC ("Banyan"). As a result, Mr. Kantheti
may be deemed to beneficially own the securities held by Banyan.
Mr. Kantheti disclaims beneficial ownership of the securities held
by Banyan except to the extent of his pecuniary interest
therein. |
| (3) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions ranging from $6.33 to $6.63, inclusive. The Reporting
Person undertakes to provide to the Issuer, any security holder of
the Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price within the range set forth
above. |
| (4) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions ranging from $6.25 to $6.46, inclusive. The Reporting
Person undertakes to provide to the Issuer, any security holder of
the Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price within the range set forth
above. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Kantheti Krishna
C/O BANYAN VENTURE HOLDINGS LLC
215 NW 24TH ST., SUITE 501
MIAMI, FL 33127 |
|
X |
|
|
Banyan Venture Holdings LLC
C/O BANYAN VENTURE HOLDINGS LLC
215 NW 24TH ST., SUITE 501
MIAMI, FL 33127 |
|
X |
|
|
Signatures
|
|
/s/ Krishna Kantheti |
|
12/3/2021 |
| **Signature of Reporting
Person |
Date |
|
Banyan Venture Holdings LLC, by /s/ Krishna
Kantheti, as Manager |
|
12/3/2021 |
| **Signature of Reporting
Person |
Date |
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