Current Report Filing (8-k)
February 23 2023 - 08:32AM
Edgar (US Regulatory)
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2023-02-23 0001786248 nref:CommonStockCustomMember 2023-02-23
2023-02-23 0001786248
nref:SeriesACumulativeRedeemablePreferredStock850CustomMember
2023-02-23 2023-02-23
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): February 23,
2023
NEXPOINT REAL ESTATE FINANCE, INC.
(Exact Name Of Registrant As Specified In Charter)
Maryland
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001-39210
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84-2178264
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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300 Crescent Court, Suite 700
Dallas, Texas 75201
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (214)
276-6300
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General
Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, par value $0.01 per share
8.50% Series A Cumulative Redeemable Preferred Stock, par value
$0.01 per share
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NREF
NREF-PRA
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New York Stock Exchange
New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02. Results of Operations and Financial
Condition.
The following information is intended to be furnished under Item
2.02 of Form 8-K, “Results of Operations and Financial Condition.”
This information shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”),
or incorporated by reference in any filing under the Securities Act
of 1933, as amended, or the Exchange Act, whether made before or
after the date of this report, regardless of any general
incorporation language in the filing. On February 23, 2023,
NexPoint Real Estate Finance, Inc. (the “Company”) issued a press
release and detailed presentation announcing its financial results
for the Company’s fourth quarter ended December 31, 2022. The full
text of the press release and detailed presentation are furnished
herewith as Exhibit 99.1 and Exhibit 99.2, respectively, to this
report.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Number
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Exhibit Description
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99.1
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99.2
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104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL
document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
NEXPOINT REAL ESTATE FINANCE, INC.
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By:
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/s/ Brian Mitts
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Name:
Title:
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Brian Mitts
Chief Financial Officer, Executive
VP-Finance, Secretary and Treasurer
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Date: February 23, 2023
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