Initial Statement of Beneficial Ownership (3)
January 02 2020 - 8:36AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Pucheu Kenneth |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/16/2019
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3. Issuer Name and Ticker or Trading Symbol
NEXTIER OILFIELD SOLUTIONS INC. [NEX]
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(Last)
(First)
(Middle)
3990 ROGERDALE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
CFO / |
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(Street)
HOUSTON, TX 77042
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 10492.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-Qualified Stock Option | (1) | 4/5/2024 | Common Stock | 7837.00 | $15.45 | D | |
| Restricted Stock Units | (3) | (3) | Common Stock | 35708.00 | $0.00 (2) | D | |
| Explanation of Responses: |
| (1) | The options become exercisable in three equal annual installments on each of April 5, 2019, 2020 and 2021. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of common stock of Nextier Oilfield Solutions |
| (3) | On April 3, 2017, the reporting person, was granted 18,789 shares that vested in three equal installments, the last one on January 20, 2020. On April 5, 2018, the reporting person was granted 6,667 shares that vested in three equal annual installments. The last installments will vest on April 5, 2020. On April 8, 2019, the reporting person was granted 25,000 shares that vest in three equal annual installments on April 5, 2020, 2021 and 2022. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Pucheu Kenneth
3990 ROGERDALE
HOUSTON, TX 77042 |
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| CFO |
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Signatures
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| Valorie Wanner, his attorney in fact | | 12/24/2019 |
| **Signature of Reporting Person | Date |
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