Statement of Changes in Beneficial Ownership (4)
March 17 2020 - 5:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KETCHUM JOHN W |
2. Issuer Name and Ticker or Trading Symbol
NEXTERA ENERGY INC
[
NEE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President & CEO of Sub |
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(Last)
(First)
(Middle)
C/O NEXTERA ENERGY, INC., 700 UNIVERSE BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/16/2020 |
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(Street)
JUNO BEACH, FL 33408
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/16/2020 | | S(1) | | 2800 | D | $198.066 (2) | 27582 | D |
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| Common Stock | 3/16/2020 | | S(1) | | 2200 | D | $199.347 (3) | 25382 | D |
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| Common Stock | 3/16/2020 | | S(1) | | 3610 | D | $201.309 (4) | 21772 | D |
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| Common Stock | 3/16/2020 | | S(1) | | 600 | D | $202.265 (5) | 21172 | D |
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| Common Stock | 3/16/2020 | | S(1) | | 1501 | D | $203.841 (6) | 19671 | D |
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| Common Stock | 3/16/2020 | | S(1) | | 220 | D | $204.525 (7) | 19451 | D |
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| Common Stock | | | | | | | | 2243 | I | By Retirement Savings Plan Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2019. |
| (2) | Weighted average sale price. Reporting person sold 2,800 shares through a trade order executed by a broker-dealer at prices ranging from $198.040 to $198.625 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
| (3) | Weighted average sale price. Reporting person sold 2,200 shares through a trade order executed by a broker-dealer at prices ranging from $199.200 to $199.395 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
| (4) | Weighted average sale price. Reporting person sold 3,610 shares through a trade order executed by a broker-dealer at prices ranging from $200.860 to $201.860 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
| (5) | Weighted average sale price. Reporting person sold 600 shares through a trade order executed by a broker-dealer at prices ranging from $202.050 to $202.710 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
| (6) | Weighted average sale price. Reporting person sold 1,501 shares through a trade order executed by a broker-dealer at prices ranging from $203.203.330 to $204.140 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
| (7) | Weighted average sale price. Reporting person sold 220 shares through a trade order executed by a broker-dealer at prices ranging from $204.400 to $204.630 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
KETCHUM JOHN W
C/O NEXTERA ENERGY, INC.
700 UNIVERSE BLVD.
JUNO BEACH, FL 33408 |
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| President & CEO of Sub |
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Signatures
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| W. Scott Seeley (Attorney-in-Fact) | | 3/17/2020 |
| **Signature of Reporting Person | Date |
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