FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN ROGER F
2. Issuer Name and Ticker or Trading Symbol

NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Member of a group
(Last)          (First)          (Middle)

NACCO INDUSTRIES, INC., 5875 LANDERBROOK DRIVE., STE. 220
3. Date of Earliest Transaction (MM/DD/YYYY)

10/1/2021
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/1/2021  A(1)  1014 A (2)6601 I By Trust (3)
Class A Common Stock         29986 I By Assoc II/Spouse (4)
Class A Common Stock         6613 I By Spouse/Trust (5)
Class A Common Stock         2191 I By Trust/Daughter 1 (6)
Class A Common Stock         2191 I By Trust/Daughter 2 (7)
Class A Common Stock         2046 I By Trust (Daughter 2) (8)
Class A Common Stock         200 I By Trust/Daughter 2 (9)
Class A Common Stock         16437 I By Assoc II/Daughter 2 (10)
Class A Common Stock         4944 I By Assoc II/Daughter 2 (11)
Class A Common Stock         4133 I By Trust (Daughter 1) (12)
Class A Common Stock         14931 I By Assoc II/Daughter 1 (10)
Class A Common Stock         3056 I By Assoc II/Daughter 1 (11)
Class A Common Stock         1505 I By Assoc II/Daughter 1 (13)
Class A Common Stock         3011 I By Assoc II (14)
Class A Common Stock         1975 I By RMI (Delaware) (15)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock  (2)           (2) (2)Class A Common Stock 75504  75504 I By Assoc I/Spouse (16)
Class B Common Stock  (2)           (2) (2)Class A Common Stock 85056  85056 I By Assoc IV/Spouse (17)
Class B Common Stock  (2)           (2) (2)Class A Common Stock 9431  9431 I By Trust/Daughter 1 (18)
Class B Common Stock  (2)           (2) (2)Class A Common Stock 9431  9431 I By Trust/Daughter 2 (19)
Class B Common Stock  (2)           (2) (2)Class A Common Stock 7858  7858 I By Trust/Daughter 1 (6)
Class B Common Stock  (2)           (2) (2)Class A Common Stock 7858  7858 I By Trust/Daughter 2 (7)
Class B Common Stock $0 (2)           (2) (2)Class A Common Stock 25  25 I By GP (20)
Class B Common Stock $0 (2)           (2) (2)Class A Common Stock 4808  4808 I By Assoc I (21)
Class B Common Stock $0 (2)           (2) (2)Class A Common Stock 193586  193586 I By Trust (3)

Explanation of Responses:
(1) Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
(2) N/A
(3) Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
(4) Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares.
(5) Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares.
(6) Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.
(7) Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.
(8) Held by Trust dated December 18, 1997. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
(9) Held by Trust dated December 30, 2015. Reporting Person serves as Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
(10) Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
(11) Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
(12) Held by Trust dated August 15, 2012. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
(13) Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
(14) Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
(15) Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
(16) Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
(17) Represents the Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
(18) Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
(19) Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin.
(20) GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
(21) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
RANKIN ROGER F
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE., STE. 220
MAYFIELD HEIGHTS, OH 44124



Member of a group

Signatures
/s/ Matthew J. Dilluvio, attorney-in-fact10/1/2021
**Signature of Reporting PersonDate

NACCO Industries (NYSE:NC)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more NACCO Industries Charts.
NACCO Industries (NYSE:NC)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more NACCO Industries Charts.