Statement of Changes in Beneficial Ownership (4)
December 04 2020 - 4:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FISHBACK DONALD R |
2. Issuer Name and Ticker or Trading Symbol
MOOG INC.
[
MOGA/MOGB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Vice President |
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(Last)
(First)
(Middle)
SENECA ST & JAMISON RD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/2/2020 |
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(Street)
EAST AURORA, NY 14052
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class A Common | | | | | | | | 22355 | D | |
| Class A Common | 11/24/2020 | | G |
V
| 300 | D | $0 | 33329 | I | Trust |
| Class A Common | 11/25/2020 | | G |
V
| 300 | D | $0 | 33029 | I | Trust |
| Class B Common | 12/2/2020 | | A(1) | | 1034 | A(1) | $0 (1) | 7507 | D | |
| Class B Common (2) | | | | | | | | 268 | I | 401 (k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| SAR (3) | $41.82 | | | | | | | (4) | 11/30/2021 | Class A Common | 20500.0 | | 20500 | D | |
| SAR (3) | $36.41 | | | | | | | (4) | 11/27/2022 | Class A Common | 20500.0 | | 20500 | D | |
| SAR (3) | $61.69 | | | | | | | (4) | 11/11/2023 | Class A Common | 10000.0 | | 10000 | D | |
| SAR (3) | $74.38 | | | | | | | (4) | 11/11/2024 | Class A Common | 10000.0 | | 10000 | D | |
| SAR (5) | $63.04 | | | | | | | (4) | 11/17/2025 | Class A Common | 3333.0 | | 3333 | D | |
| SAR (5) | $65.9 | | | | | | | (4) | 11/17/2025 | Class B Common | 6667.0 | | 6667 | D | |
| SAR (5) | $71.648 | | | | | | | (4) | 11/15/2026 | Class B Common | 10000.0 | | 10000 | D | |
| SAR (5) | $82.31 | | | | | | | (4) | 11/14/2027 | Class B Common | 6181.0 | | 6181 | D | |
| SAR (5) | $80.19 | | | | | | | (4) | 11/13/2028 | Class B Common | 6988.0 | | 6988 | D | |
| Explanation of Responses: |
| (1) | Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020. |
| (2) | Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants. |
| (3) | Stock Appreciation Right (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan. |
| (4) | SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| (5) | Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
FISHBACK DONALD R
SENECA ST & JAMISON RD
EAST AURORA, NY 14052 | X |
| Vice President |
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Signatures
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| /s/ Christopher P. Donnini, as Power of Attorney for Donald R. Fishback | | 12/4/2020 |
| **Signature of Reporting Person | Date |
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