Annual Statement of Changes in Beneficial Ownership (5)

Date : 11/08/2019 @ 10:01PM
Source : Edgar (US Regulatory)
Stock : Moog Inc (MOG.B)
Quote : 93.1134  0.0 (0.00%) @ 7:23PM
Moog share price Chart

Annual Statement of Changes in Beneficial Ownership (5)

FORM 5 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  

OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

FISHBACK DONALD R

2. Issuer Name and Ticker or Trading Symbol

MOOG INC. [MOGA/MOGB]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CFO

(Last)          (First)          (Middle)

SENECA ST & JAMISON RD

3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
9/28/2019 
(Street)

EAST AURORA, NY 14052

(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)

 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Class A Common 7/29/2019  G 35479 (1)D$0 15233 D  
Class A Common 7/29/2019  G 35479 (1)A$0 35479 (1)I Trust 
Class A Common 8/13/2019  G 375 D$0 35104 I Trust 
Class A Common 8/14/2019  G 375 D$0 34729 I Trust 
Class B Common        1679 D  
Class B Common (2)       264 I 401 (k) 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
SAR (3)$36.86          (4)11/30/2020 Class A Common 20500.0  20500 D  
SAR (3)$41.82          (4)11/30/2021 Class A Common 20500.0  20500 D  
SAR (3)$36.41          (4)11/27/2022 Class A Common 20500.0  20500 D  
SAR (3)$61.69          (4)11/11/2023 Class A Common 10000.0  10000 D  
SAR (3)$74.38          (4)11/11/2024 Class A Common 10000.0  10000 D  
SAR (5)$63.04          (4)11/17/2025 Class A Common 3333.0  3333 D  
SAR (5)$65.9          (4)11/17/2025 Class B Common 6667.0  6667 D  
SAR (5)$71.648          (4)11/15/2026 Class B Common 10000.0  10000 D  
SAR (5)$82.31          (4)11/14/2027 Class B Common 6181.0  6181 D  
SAR (5)$80.19          (4)11/13/2028 Class B Common 6988.0  6988 D  

Explanation of Responses:
(1) On July 29, 2019, 35,479 shares of Class A common stock were transferred to a revocable trust, of which the reporting person's spouse is the sole beneficiary and the sole trustee.
(2) Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
(3) Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
(4) SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
(5) Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
FISHBACK DONALD R
SENECA ST & JAMISON RD
EAST AURORA, NY 14052
X
CFO

Signatures
Timothy P. Balkin, as Power of Attorney for Donald R. Fishback11/8/2019
**Signature of Reporting PersonDate

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